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[1987] ZASCA 10
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S v Sampson (351/86) [1987] ZASCA 10 (13 March 1987)
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CASE NO, 351/86 /CCC
IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION)
In the matter between
KOOS ALBERTUS
SAMPSON APPELLANT
and
THE
STATE RESPONDENT
CORAM: HOEXTER, NESTADT JJA et STEYN
AJA
HEARD: 2 MARCH 1986
DELIVERED: 13 MARCH 1987
JUDGMENT
NESTADT JA:/
2. NESTADT, JA:
Appellant, a coloured
youth, was convicted in the Cape Provincial Division on two counts of murder.
Despite a finding, ineach case,
of extenuating circum-stances, he was sentenced
to death on both of them. Hith the leave of the trial judge he appeals now
against
such sentences.
The crimes were committed within about 15 - 30
minutes ofeach other on the night of Friday,25 October 1985 in Lambert's Bay in
the
district of Clanwilliam. A summary of the circumstances in which they took
place is the following. At about 9 pm appellant's first
victim, Cathleen Kamfer,
a 19 year old cousin of appellant,
arrived/
3. arrived at his house from where she lived next door. She
wished to speak, not to appellant (with whom she was on bad terms) but
to
someone else there. On becoming aware of her presence, appellant told her to
leave. She refused to do so. An argument developed
between them. Appellant took
hold of her so as to lead or push her of f the premises. They grappled with each
other. At one stage
appellant attempted to force Cathleen's head into a drum of
burning coals which stood in the yard. He then got hold of part of a
bed-post,
consisting of an iron bar of pipe, with which he struck her in the region of the
head and shoulders. She attempted to escape
but fell just inside the kitchen.
Appellant continued his attack on her with his weapon.
Standing/
4. Standing over her he rained down blows on the unfortunate
woman. Altogether he hit her about 15 times. It was in this manner that
she was
killed. According to the post-mortem report, the cause of death was brain
damage. Her skull was fractured; indeed it was
shattered.
Leaving her where
she lay appellant then ran off. Before doing so, however, having by this time
either lost or discarded the iron
bar, he armed himself with an axe which he
picked up in the yard of the premises. Why he did this was never explained. He
proceeded
down a road in the area. A short distance away, in the open veld, he
met a man whom he knew, called Hendrik van Wyk. This person
(described in the
evidence as an "ou man" but whose age is given in the post-mortem report as
about 25) was
obviously/
5. obviously and heavily under the influence of liquor. The
alcohol content of his blood was 0,31 grams per 100 ml. He turned out
to be the
second person that appellant killed that fateful evening. It is not altogether
clear what happened between them but, according
to the findings of the trial
court (consisting of Lategan J, and assessors), appellant asked him for a
cigarette. This, for some
reason, led to him insulting appellant who then
attacked him with the axe. As he repeatedly struck van Wyk he was heard to say
"Times,
kom kyk hoe kap ek hom vrek". Appellant' s evidence that he had
initially acted in self-defence,seeing that van Wyk had made as if
he was going
to stab appellant with some "seer-maak ding" which he thought van Wyk had, was
rejected.
Correctly,/
6. Correctly, in my view, this finding was not challenged.
The multiple injuries that appellant inflicted on van Wyk were fearsome.
His
head and face were mutilated by an estimated 18 blows. The cause of death was
shock and loss of blood.
This was not the end of appellant's rampage that
night. He was involved in two other incidents. These were the subject of two
further
counts on which he was found guilty. A certain Pieter Kamfer had
witnessed part of the attack on van Wyk. Being afraid, he began
to move off.
Appellant, on noticing him, called him. The words he used were "Pieter my bla"
meaning "Pieter my friend (or brother)".
However, appellant's feelings towards
him were,in truth, inexplicably hostile because
immediately/
7. immediately thereafter he chased after Pieter and
attempted to strike him with the axe. As he did so, he screamed "Ek kap julle
almal vrek". Pieter managed to run away and escape unhurt. In respect of this
con-duct appellant was convicted of attempted murder
and sen-tenced to two years
imprisonment. The remaining convic-tion was one of malicious damage to property
(on which he was sentenced
to six months imprisonment). After his clash with
Pieter, appellant went to the nearby house of Martha van Wyk in order to speak
to her son. When informed he was not there (and according to appellant, because
he was told to "voertsek") he smashed a number of
her windows with the axe. This
was about 10 pm. He was arrested about half a hour later.
AS/
8. As I have said, in respect of both convic-tions of murder, (i e of
Cathleen Kamfer and Hendrik van Wyk), extenuating circumstances
were found.
Three fac-tors were in this regard held to have been established by appellant.
One was that he suffered from a psychopathíc
personality. A psychiatrist,
Dr M B Magner, had testified on behalf of appellant to this effect. He had
examined appellant at Valkenburg
Hospital after appellant's referral there for
observation by a magistrate in terms of sec 79 of the Criminal Procedure Act 51
of 1977. In support of the application of this section there was evidence by
appellant's parents that though of normal intelligence (he had
reached Std 9)
appellant had always bêen a tense, restless person who behaved
aggressively if he did not
get/
9. get his way; when he became angry he would do "enige iets; nie
soos 'n normale mens nie". According to Dr Magner the psychopathic
traits which
appellant exhibited were: (i) a lack of emotional rapport; he was an aloof
indifferent sort of person whose relationships
with other people were
superficial; (ii) a tendency to respond aggressively in situations of
provocation or frustration "without
due concern for the well being of other
people"; (iii) a lesser capacity to control his behaviour than the average
person; he was
impulsive. Appellant's psycho-pathic condition was of "quite a
high degree... quite close
to certification"; it was a "serious psychopathic
persona-
lity". It explained his attack on Cathleen; he would have
felt
provoked and threatened by her.
A second/
10. A second factor held to be extenuating was the liquor that
appellant had drunk on the evening in question. This, so it would seem,
consisted of some beer and brandy (though appellant confines it to the former).
A sample of his blood drawn at 10:45 pm contained
0,12 grams of alcohol per 100
ml. Lategan J, with justifi-cation, categorised this as "'n baie matige
hoeveelheid alkohol". What
evidence there was on the point, was that appellant
was not drunk or (on his arrest) even under the ín-fluence of liquor.
Appellant himself admitted that, in acting as he did, he knew what he was doing.
However, on the strength of Dr Magner's evidence,
it was, correctly in my view,
taken into,account. In the opinion of the psychiatrist it was
a "significant/
11
a "significant feature" particularly in relation to
the
assault on van Wyk. whilst this was "a somewhat
purposeless,
meaningless (one) with minimal provocation", which was prima
facie "difficult to explain", the influence of the alcohol
rendered
appellant more likely to have acted aggressively
and less able to control
himself; "the second killing pro-
bably wouldn't have occurred if he had been sober. I think
he probably
would have stopped after the first assault".
Thirdly, account was taken of appellant's
youth. He was born on 24 October
1966. This made him aged
19 years the day before the murders. In the words of the
learned trial judge:
"Dit bly egter 'n feit dat 'n mens van 19 jaar oud soos jy toe was heelwaarskynlik nie die-selfde rype oordeelsvermoë het as die wat 'n man het wat aansienlik ouer is nie."
The/
12.
The result was a finding of extenuating cir-
cumstances in the following terms:
"Ons is van oordeel dat jou karaktergebreke tot die mate waartoe jy 'n vasgelegde onvermoë in jou aard het om frustrasie te kan weerstaan en verantwoordelik optree, 'n faktor is wat as strafversagting behoort te dien. Ons is ook tevrede dat vanweë jou jeugdigheid en die be-wese invloed wat die matige inname van drank op jou gehad het ten tye van die pleging van die misdryf, saam met hierdie eersgenoemde faktor, as strafversagting kan dien. Ons bevind dan dat daar by jou versagtende om-standighede is."
The one consideration which impelled. Lategan J
in, nevertheless, exercising his discretion (in terms of sec
277 (2) of Act 51 of 1977) to impose the death sentence was
the extreme
danger that appellant posed to society. The
learned judge expressed himself in this regard as follows:
"In my oordeel is jy dus aan die einde van die dag so 'n gevaarlike mens dat ek dink ek my plig sal versaak as ek jou weer op die gemeen-skap gaan loslaat."
This/
13. This view was based not only on what was hëld to be Dr
Magner's opinion to this effect (as substantiated by the violent nature
of the
crimes themselves) but also on appellant's previous convictions. Two were for
assault with intent to do grievous bodily harm
(involving the use of a knife,
and in the one case a brick as well) and one for common assault. They were
conunitted between December
1984 and August 1985. In each case juvenile strokes
were im-posed. The circumstances of the one conviction for assault with intent
were, as the learned judge observed, that appellant had ambushed and then
stabbed a former friend in revenge Eor a previous quarrel
they had had. This was
the evidence oE a Miss Beukes, a social welfare officer who was called by
appellant in mitigation of sentence.
She said that
appellant/
14.
appellant had admitted these facts to her.
The other factor, crucial to the sentences
imposed,was the finding that:
"Al is jy jonk is ek veral uit hoofde van die getuienis van dokter Magner oortuig dat selfs langtermyn gevangenisstraf nie die antwoord is vir 'n probleem soos jy nie."
The evidence in question was, according to the learned judge,
the following:
"Dokter Magner getuig dat daar reeds aan jou persoonlikheid gestalte gegee is, dat die gebreke in jou persoonlikheid reeds 'n vaste patroon aangeneem het en dat die waarskynlik-hede baie min is dat dit ooit omkeerbaar sal wees."
In the result, appellant's youth was virtually discounted. By
reason of
his psychopathic characteristics, he had acted,
so it was held, from inner
vice or wickedness within
the meaning of S v Lehnberg en 'n Ander
1975(4) S A 553(A).
Accordingly/
15.
Accordingly, in the words of Lategan J:
"(I)n my oordeel (het) die feit van jou
jeugdigheid op 19 jaar dus nie
veel te
doen met versagting nie omdat dit wesen-
lik nie vreeslik verskil
maak met jou
persoonlikheid of jy 19 jaar of 25 jaar
sou wees volgens
dokter Magner nie. Jy
sou nog altyd dieselfde soort van lewens-
benadering
gehad het, of benadering teenoor
'n krisissituasie."
Before us, Mr Marlow, for appellant, submitted
that in respect of
neither murder should the death sentence
have been imposed and that there
should be substituted
(lengthy) terms of imprisonment. In considering the argument
of counsel
(to whom we are indebted for his pro Deo appear-
ance) it is necessary
to bear the following principles in
mind (relevant to the discretionary
exercise of the death
sentence). what had to be decided by the trial
court
was (as Holmes JA observed in S v Letsolo 1970(3) S A 476(A)
at/
16.
at 476 fin - 477A:
"whether it would be appropriate to take the drastically extreme step of orderihg him to forfeit his life; or whether some alternative, short of this incomparably utter extreme, would sufficiently satisfy the deterrent, punitive and reformative aspects of sentence."
Such alternative would, of course, include a (long) term
of imprisonment.
However, the possibility of an accused
being rehabilitated by the latter form
of punishment does
not make it the only appropriate sentence or the
imposition
of the death penalty improper. Such an approach would un-
duly
limit the discretion of the trial court (S v Sithole
en Andere
1983(3) S A 610(A) at 615 B - D; S v Tshomi en 'n
Ander 1983(3)
S A 662(A) at 667 C - D). Nevertheless,
the broad principle remains that the
death penalty should
only be resorted to where, having regard to all the
relevant
considerations,/
17. considerations, it is the only appropriate sentence
to be imposed (S v Bapela and Another 1985(1) S A 236(A) at 245 B). On
appeal the competence to interfere with the death sen-tence imposed by the trial
judge in the exercise
of his discretion is restricted. The issue is not whether
the Appellate Division would have imposed it, but whether the trial judge
failed
to properly exercise his discretion in doing so. Such a conclusion would be
justified where, f or example, he misdirected
himself (S v Pietersen
1973(1) S A 148(A) at 152 C; S v Lekaota 1978(4) S A 684(A) at 689 B) or
because the sentence was one which no reasonable court would have imposed (S
v M 1976(3) S A 644(A) at 649 fin). But the so called striking disparity
test is ordinarily not appropriate (S v Ntuli 1978(1) S A 523(A) at 527
D).
That/
18. That this was a case where serious con-sideration had to be
given to the imposition of the death sentence cannot be gainsaid.
It is plain
that the crimes committed were of a most serious nature. Appellant murdered two
defenceless people in a particu-larly
brutal and callous manner. He obviously
acted with dolus directus. His attacks on them were largely unprovoked.
Moreover, no fault can be found with the trial judge's classification of
appellant,
consequent upon his psychopathic personality, as an extremely
dangerous person whose removal from society was required. Of course,
this
approach could be said to be in conflict with that adopted when extenuating
circumstances were being dealt with. Then, it was
held that appellant's
psychopathy/
19. psychopathy rendered him less blameworthy. Having regard
to the serious nature of his disorder and its direct con-nection with
the crimes
committed, this was a justifiable finding (S v Pieterse 1982(3) S A
678(A)). For the purpose of sentence, however, it was regarded as aggravating
and indeed as the main reason for the imposition
of the death sentences. In
principle, this is understandable. Whereas at the stage of considering
extenuation the court was con-cerned
with factors subjective to appellant, when
it came to sentencing, the wider interests of the community had to be taken into
account.
To revert to the issue that faced the trial judge, the question was
whether the stated aim of protecting society was to be accomplished
by the
ultimate penalty or
by/
20.
by means of a lengthy period of imprisonment. Inherent
in
the approach of Lategan J was that it depended on
appellant's prospects of
rehabilitation. These, it was,
in effect, held, were so slim as to exclude
imprisonment
as an appropriate alternative punishment." As I
have
indicated, this view was purportedly based on Dr Magner's
evidence.
It seems to me, however, and Mr Stowe, for the
State, with commendable
candour conceded as much, that the
opinions he expressed were somewhat
misconstrued or at
least not given sufficient weight by the learned
judge.
It is necessary to quote them at some length. The
doctor said:
"(T)his sort of personality requires a pro-longed period of attention wherever he goes. It's extremely difficult to treat... (W)hatever
attention/
21 .
attention he is given, should be given over a prolonged period of time... I
feel, in fact the panel felt quite strongly that he in
fact should be removed
for a considerable time from society because this sort of disorder just doesn't
disappear ... With the present
facilities that we have, I do not believe it is a
curable disorder. Having said that, some cases over time, we use the term 'burn
out' to a degree. They soften, become less aggressive, they find themselves a
little corner in society where they're not really troublesome
anymore. Some of
them do, a small number, perhaps a third, the rest re-main psychopathic for the
rest of their days so it's not a
treatable disorder as we have for mental
illnesses. It's not something we can give a drug or thing to. The treat-ment
programmes
that are available to some degree help them adjust, help the sort of
personality adjust. I'm not sure of the success rate of the
treatment programmes
myself. I find it a particularly intrac-table disorder.
What are the chances
of him committing further crimes? ... (I)t is a difficult question to answer.
The question of youth, if I can
address that first. At this particular age
there's a fairly well-formed personality. There is still time for the
personality to change
and adjust in the next five to seven years but the
personality patterns are already well-established in this particular individual.
I would - it's very difficult. A lot depends on the p.rogrammes
that/
22.
that are offered, how intensive they are and the success rates of the programmes that are used. We do not have that programme. I believe the Prison Services have some pro-grammes but to my mind one is talking about periods of 10, 15 years of intensive working to effect some sort of possibility of a changed individual who may not be such a serious hazard to the community. That would be the sort of time that I would be looking at from my aspect but again, it's a difficult question and I don't think there's any categoric answer. There may be 15 years and comes out exactly the same. I cannot predict that. Would you say that his youth.... had any bearing on his ability to pass judgment in a certain given situation? To decide whether he should strike or not strike? You have seen him, you've observed him for a time. ... You know, he does behave in a fairly mature manner in the confines of observation. But then a person of 18 is fairly mature but not fully mature, so I think it must be considered as a factor. If he was just 18, one would expect that by the time he reaches 25, he will be fully mature and then he is as adult as he's ever going to be and he's not quite 25 yet and I would say it plays a small role but not a major role."
Clearly, then, the prognosis advanced by the
psychiatrist was not a good
one (in the sense that he was
not/
23. not confident of appellant's psychopathy being curable). At the
same time, however, he did not exclude the reasonable prospect
of this happening
or at least of the condition being alleviated. The finding that his evidence
supported the conclusion that "selfs
langtermyn gevangenisstraf nie die antwoord
is vir 'n probleem soos jy nie" was therefore not warranted and constituted a
misdirection.
It should have been held that the real possibility existed that
treat-ment in prison (which, it would seem, is available) would rid
appellant of
his psychopathic disposition to violent outbursts or at least substantially curb
it. It must be borne in mind that the
enquiry was not whether it was certain
that appellant would not commit further crimes of violence should he not be
condemned to death;
what
had/ .....
24.
had to be assessed was the degree of risk of this happen-ing
after a long period of imprisonment (S v Vaaltyn 1984(3) S A 524(A) at
526 G - I).
Another, allied, respect in which the judgment on sentence is
open to criticism is that, contrary to the approach adopted when extenuation
was
being considered, it fails to regard appellant's youth as a factdr in his
favour. This will be apparent from a comparison of
the relevant passages in the
two judgments (which have been quoted). In my opinion it constituted a definite
mitigating circum-stance.
Dr Magner's evidence was that he considered that
appellant's youth played a role, albeit a small one, in his behavioural pattern;
he was not fully mature. Miss Beukes was asked about his maturity. She said:
"En/
25.
"En dan sien ek hom as 'n volwassene vol-gens sy ouderdom. Maar sy totale persoon-likheid sien ek hom nog as 'n jeugdige. U bedoel daarmee dat hy nog nie 'n volslae gevormde persoonlikheid het nie? ... Dis korrek. Ek sien dit so dat hy het in 'n beskermde atmosfeer groot geraak. Hy het nog nooit besluite vir homself geneem nie, want sy ouers was nog altyd daar om vir hom dinge te besluit. En hy het nog verlede jaar skoolgegaan. So, hy was nog 'n leerling, 'n kind in die sin."
And, of course, the principle is that:
"In cases where it (the death sentence) is not statutorily mandatory, it should rarely, if ever, be resorted to in the case of a youngster, if a long period of imprisonment, involving properly directed discipline and training, might well result in reformation."
(per Holmes JA in S v V 1972(3) S A 611(A) at 614 F).
To sum up,
appellant was wrongly sentenced on the basis that he was, in substance, a mature
adult whose violent character was not
amenable to treatment. It follows that the
trial court did not exercise its
discretion/
26. discretion in a proper manner so that we are at large to
consider the question of sentence afresh. The matter is not an easy one.
It is a
borderline case as to whether the death sentence, more particularly in relation
to the murder of van Wyk, should be imposed.
However, on a con-spectus of all
the circumstances (including the fact that neither murder was planned) I have
come to the conclusion
that imprisonment for life, though an unusual sentence,
is the appropriate one in casu. It not only satisfies the deterrent and punitive
aspects of punishment but has regard, in relation to the reformative aspect, to
Dr Magner's inability to forecast with any precision
what period of treatment
will be required for appellant's hoped-for rehabilitation. The risk of this not
being achieved
and/
27. and appellant, if and when he is released, committing further crimes of
violence, is one worth taking and is, moreover, outweighed
by the consideration
that the life of appeellant is being spared.
One final observation. We are
not unmindful of the threat that appellant may present to the safety of his
fellow-prisoners. No doubt
the prison authorities-will take appropriate steps to
obviate this occurring.
The appeal succeeds. The sentences of death are set
aside. There is substituted, on each of the con-victions of murder,a sentence
of
life imprisonment. These are to run concurrently. The sentences of two years and
six months imprisonment referred to earlier are
also to run concurrently with
such life imprisonment.
H H NESTADT, JA HOEXTER, JA )
) CONCUR STEYN, AJA )