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[1987] ZASCA 80
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S v Nhlumayo and Another (426/86) [1987] ZASCA 80 (31 August 1987)
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IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION)
In the matter between:
THEMBA NHLUMAYO FIRST APPELLANT
and
FRANCIS XOLO SECOND APPELLANT
vs
THE STATE
RESPONDENT
CORAM : VILJOEN, SMALBERGER, JJA et STEYN, AJA
HEARD : 15 MAY 1987
DELIVERED : 31 AUGUST 1987
JUDGMENT
VILJOEN, JA
The two appellants were accused 1 and 2
in the/
2. in the Court a quo. With a third accused they were
tried on two counts of murder and one count of
attempted murder in the Port Shepstone Circuit Court
by a Judge and two
assessors. The third accused was
found not guilty and was discharged but the two
appellants were convicted
on the two counts of murder
and the second appellant was convicted of
assault
with intent to cause grievous bodily harm on the
third count. The
trial Court held that there were
no extenuating circumstances and sentenced
both
appellants to death. With the leave of the Court
a quo the
appellants appeal against the failure to
find extenuating circumstances and the death sentence
imposed in consequence thereof.
The/
3. The finding of the Court a quo was assailed
on a number of grounds. It was submitted that the Court
should have found extenuation in one or more, either
singly or
cumulatively, of the following factors:
firstly, as far as the second
appellant is concerned,
that he was under the influence of alcohol at the
time
of the commission of the offence; secondly, as far as
both are
concerned, that the killing of the two deceased
was in revenge for the
killing of one Papa Nhlumayo
which was preceded by trouble and conflict in
the area;
thirdly, that the appellants were motivated by a fear
of the
second deceased planning to effect the release
of her sons from custody. It
was also contended pn
behalf of the appellants that the Court a quo
committed
an irregularity in allowing the appellants' previous
convictions
to be proved prior to the trial Court making
a finding on extenuation.
The two deceased were husband and wife.
I shall refer to the husband as the first deceased
and the wife as the second deceased. On the night
of/
4. of 14 February 1986, the trial Court held, while the
two
deceased and their daughters Ntombi, Nomvula and Nhloboni were preparing to go
to bed in a hut in their kraal, they were attacked
by the two appellants and one
Siteshi. After the two daughters Ntombi and Nhloboni had been allowed by the
assailants to leave, the
two appellants and Siteshi brutally murdered the two
deceased and the second appellant stabbed the girl Nomvula, who had not fled
with her sisters, in her leg with an assegai. The Court had a doubt as to
whether the third accused, who had also been implicated,
was a particeps.
Siteshi did not stand trial with the others because he had fled and could not be
traced. On the Sunday prior to this Friday night
a young/
5. a young man of the area, Papa Nhlumayo,had been
killed, allegedly by certain young men including
two of the deceaseds'
sons, Mbhanka and Magoni.
On the night their parents were murdered
these
two sons were in custody having been arrested for
the murder of
Papa.
At the trial the defence of appellant 1
(accused 1 in the Court a quo) was an alibi. He
gave evidence that
he was never near the deceased's
kraal on that night. The defence of
appellant 2 was
that the second deceased used to sell beer at her
place
and that when he came from work that Friday
afternoon he first consumed half
of a bottle of
Vodka and thereafter went to the second deceased's
place/
6. place to buy and drink beer. While waiting to be
served the first deceased accosted him in a threate-
ning attitude with an assegai in his hand remarking
that the second appellant's friend Papa was dead,
and that he, the second
appellant, was now also
going to die. He, the second appellant,
thereupon
dispossessed the first deceased of the assegai,
stabbed him and
threw the spear at him and in the
process, he implied,the assegai might have
struck
the second deceased.
The Court a quo rejected the defence of
both appellants. While it
could not find that the
second appellant had not worked at all that
Friday,
as the State witnesses testified, and found that he might
have/
7. have consumed liquor on the way from work, the
Court rejected his version as to the events at the
kraal of the
deceased.
That he might have been under the influence
when he and others attacked the deceased that night
was relied upon by
counsel as constituting an extenua-
ting circumstance. A similar argument was
addressed
to the Court a quo which, however, was dismissed in
the
following words:
"The Accused also said that he had been drinking and that he had drunk half a bottle of Smirnoff on his way home. He may have had something to drink - we do not know. We are satisfied, however, that he knew what he was doing and that he was not under the influence of liquor and that it did not cloud his judgment in any way. We reject his evidence in this regard and the evidence that he
drank/
8.
drank at the deceaseds' kraal after his return home at 6 o'clock. The murders were committed at about 8.30pm."
The second appellant did not
testify that
he had been drinking at the deceased's kraal. He was
waiting
to be served, he said, when the first de-
ceased appeared and threatened him
but it is correct
that, according to his evidence, he arrived at
the
deceased's kraal at about 18h00 and that the murders
were committed at
about 20h30. I am rather sceptical
about the evidence given by the second
appellant which
received some vague and suspect support from the
gen-
tleman Flick who was called by the Court but who was,
in effect,a
defence witness. The Court below was in
my view over-cautious, as the learned
Judge himself
said,/
9. said, in accepting it as a possibility that he did
go to work on that day. However, assuming it to
be a fact that he had gone to work, there must have
been some conspiracy between the two appellants and
Siteshi after his return. Quite apart from the fact
that the actual attack
took place much later than
the hour he said he had returned from work, the
careful planning and execution of the attack upon
the two elderly people
was not the doing of a drunk
man. In my view the Court a quo correctly
held that
he had failed to discharge the onus that any intoxi-
cation on
his part constituted an extenuating circum-
stance.
On behalf of both the appellants it was
argued/
10. argued that Papa was their friend and that this was
a revenge killing and it was urged, on the authority
of S v
Ndwalane 1985(3) SA 222(A), that that con-
stituted extenuation. It was pointed out that there
was some evidence that
when her two sons killed Papa
Nhlumayo, the second deceased was present and
the
inference should be drawn that she was closely and
directly involved
with Papa's death, it was submitted.
Reliance was further placed upon the
fact that the
second deceased was a herbalist and that they believed
that
she would prepare food (chicken meat) for her two
sons which would cause them
to be released from
custody.
Evidence about the second deceased's involvement in
the killing of Papa was given by the State witness Mbhanka
Mvundla/
11.
Mvundla, the son of the two deceased, who had been
arrested for
having killed Papa. When his father
and mother were killed he was awaiting
trial in
prison. He testified, inter alia, that the first
appellant
was present when Papa was killed but that
he ran away. About the involvement
of his mother
in the killing, he gave the following evidence:
"And your mother, the second deceased in
this matter, was she present? Yes she
was there.
And did she take part in the killing of
Papa? No, we don't know whether she
took any part in it or not. When we came there she was sitting down. She couldn't get up any more or walk and then we chased these people. Why couldn't she get up or walk any more?
They had kicked her in the sides and
in the ribs with their boots.
So is it correct that you wouldn't be able
to dispute it if Accused No 1 said that
your/
12.
your mother took part in the assault
on Papa? Well we left my mother
lying down there and we chased after them. My mother wasn't there then. Didn't she come along afterwards and
help assault Papa? No, we came
back to my mother and told her that we had already killed Papa, so we took Mother and took her home. Had Papa had any trouble with your
mother? On a previous occasion
he'd comê to the house with two other boys and attacked our house."
About the second deceased's involvement
the first appellant testified as follows:
"Now you told the Court that you know about the death of Nhlumayo and that you in fact were present on the day that he was killed - of Papa Nhlumayo.
Yes, I was there.
Were you alone that day or in whose
company were you on that day? I was
accompanying Papa on that day, the two
of us.
So was this Papa actually a friend of
yours?
13.
yours? Well I would say he was my
friend because we'd never had a quarrel and then we also had the same surname.
And you used to go with him to places,
is that correct? If there was a
necessity for us to go about together we would go about together. If there was no necessity then we would not.
Now why did you run away when this
friend of yours was attacked? I saw
a lot of people approaching. They were all armed. It was natural for me to run away.
Did they also try to attack you?
Yes, they tried to.
There was one amongst them that was
doing the talking.
And who tried to attack you?
Bekiwe Mvundla was talking and said 'Today is you people's last day'".
In the summary of substantial facts supplied
by the State the following appears:
"2. On/
14.
"2. On 10 February 1986 the deceased in count 2 was assaulted by one Papa Nhlumayo, a relative or friend of the accused. After the said assault, two sons of the deceased attacked and killed the said Papa Mhlumayo. The two sons of the deceased were arrested in connection with the incident."
That the second deceased had been assaulted
before Papa was killed appears from the evidence, re-ferred to above, of Mbhanka Mvundla but there is a surprising dearth of evidence on the circumstances which surrounded the killing of Papa. The circum-stances prevailing under which the second deceased said, if she did say it:
"To-day is you people's last day,"
are shrouded in mystery. They were never properly investigated. The State never challenged
the/
15. the second appellant thereon. Be that as it may,
the evidence in this regard is too sketchy for an
inference to be drawn therefrom that the second de-
ceased was the
instigator of trouble on that Sunday
when Papa was killed. The appellants
chose not to
give evidence in extenuation. Instead they intimated
through
their counsel that they adhered to their
versions given during the trial
before conviction.
For good measure another factor was relied
upon by
counsel for the appellants and that was that
the killing of the deceased
might have been motivated
by a fear that the second deceased planned to
effect
the release of her sons from custody. She enjoyed
the reputation in
the area of being a herbalist and
there/
16. there was some suggestion that she planned to pre-
pare meat for her sons which would secure their
release. There was,
however, no evidence from the
appellants that they harboured this fear and
that
that motivated them, either alone or with other fac-
tors, to kill
the deceased. The suggestion referred
to by me is contained in the summary of
substantial
facts and reads as follows:
"3. During the afternoon of 14 February 1986 the three accused and one Siteshi Makhanya (hereináfter referred to as the group) conspired to kill the deceased and the inhabitants of their kraal in revenge and in order to prevent them from obtaining medicine to secure the release of the two sons of the deceased from prison."
Where this came from is not certain.
A/
17. A
fair inference is that the State derived this from
affidavits (to which further reference will be made
hereafter) made by the
two appellants which were
not admissible in evidence. In the Court's
judg-
ment on extenuation the learned Judge dealt as
follows with the
arguments advanced on behalf of
the two appellants:
"Counsel for the two Accused submitted that there were extenuating circumstances present in this case and he relied for this sub-mission on what was set out as the back-ground to the case in the State's summary of substantial facts, that is that a few days earlier the second deceased was assaul-ted by one Papa Nhlumayo and after the assault two sons of the deceased attacked and killed Papa Nhlumayo and that thereafter the Accused conspired to kill the deceased in revenge and in order to prevent them from obtaining medicine to procure the release of the sons.
Mr Von Willich who appeared for the Accused,
fairly/
18.
fairly as always, drew the Court's attention to the fact that the Accused had not in fact instructed him on that basis; that they had continued to de-ny all knowledge, but that he was relying on what was set out by the State and what was apparently contained in inadmissible confessions made by the Accused. We accept that this is so. We however, must have regard to the facts as they have been proved before us and the evidence that was given on oath before us by the Accused. These facts disclose that the initial deceased, Papa Nhlumayo, was a young man who was on friendly terms with the two Accused. He was not related to either of them nor was he a particularly close friend of Accused No 1. Accused No 1 in fact sought to dis-tance himself from Papa and said that if it was necessary for them to go round together they would, otherwise not. Accused No 2 said that Papa was a friend of his. There is no suggestion that either of them were related to Papa. The evidence given by Accused No 1 would appear to indicate that the second de-ceased had been present on the scene at
the/
19.
the time Papa was killed. Her two sons, one of whom gave evidence and who stated that they phoned the police and told them that they had killed Papa, were arrested and sub-sequently released. There is no suggestion that it was ever contemplated that steps be taken against the second deceased and the only evidence in this regard is that of Accused No 1. We have already rejected his evidence.
It appears to us that Accused Nos 1 and 2
having heard of the death of
their friend
Papa, and being aware that the two sons
who were supposed to
have done the killing
were in custody, decided to take revenge
on the
parents of the two boys. Even
were the Accused to have said that
they
thought that the parents were brewing me-
dicine to obtain the
release of their sons,
we would not find that this constituted
an
extenuating circumstance. However, the
Accused did not say so and in
the course
of his evidence Accused No 1 stated he
did not believe in home
remedies or witch-
craft of any sort
We are left with the position as to whet-her, because a friend of theirs had been
killed/
20.
killed a few days earlier and the two Accused sought revenge for their friend's death by killing his assailant's parents, a Court can properly say that their moral blameworthiness for such killing is in any way reduced.
We have come to the conclusion that this is not so. We have not overlooked the fact that Accused No 1 allowed the children to leave the kraal before he commenced the slaughter of their parents. This shows a degree of compassion on his part but that compassion is not sufficient, in our view, to in any way reduce his blameworthiness for the two deliberate murders that took place immediately thereafter. They went there for the purpose of killing and they killed. They had a direct intention to bring about the death of the two deceased and the wounds make it clear that they were taking no chances in this regard.
There is no suggestion, I should have said earlier, that Accused No 1 was in any way under the influence of liquor.
It is unfortunately true that murder is only too prevalent in the area where these killings
took/
21.
took place. These are far removed from the faction fights which took place in Natal in the past and continue to do so. What occur now are deliberate killings of persons or individuals and we do not feel that the fact that some friend or even relation has been killed in the past, can in any way excuse a retaliatory killing in these circumstances. I do not say that it never can. Where the relationship is a close one, where the killing takes place in the heat of the moment, there may be extenuating circumstances but it would, in our view, be giving the area over to anar-chy if we were to adopt an attitude that extenuating circumstances were present merely because there had been a prior killing of some friend or acquaintance.
Finally, there is no suggestion of any immediate provocation by the unfortunate deceased. In these circumstances we find that there are no extenuating circumstances present."
The question arises whether the learned
Judge, when he emphasised the direct intention to
kill/
22.
kill, did not misdirect himself in failing properly
to distinguish between the intent which is a re-
quisite in the crime of
murder and the moral blame-
worthiness of the accused in the context of
extenua-
ting circumstances. A remark made during the argument
would seem
to justify such an inference. The remark
was made when reference was made by
counsel to the
decision in S v Ndwalane supra.
"Stalked him for two weeks, driving around; saw him, went up to him and shot him. If ever there was a deli-berate, calculated killing it was that one."
However, reading the learned Judge's remarks
in the context in which they were made, I am satisfied
that he did not
misdirect himself. He distinguished
between/
23.
between this case and Ndwalane's case supra by
adding to his reference to the deliberate killings:
" and we do not feel that the fact
that some friend or even relation has been killed in the past, can in any way excuse a retaliatory killing in these circumstances. I do not say it never can."
The fact that there was no suggestion of
any
immediate provocation seemed to have weighed hea-
vily with the learned
Judge. This of course is a
factor which the Court a quo correctly took
into
account. I have to point out though, in response
to the veiled
criticism of this Court's judgment in
Ndwalane's case supra, that the absence of immediate
provocation does not always, as the learned Judge
seemed to imply, negative extenuating circumstances.
The/
24.
The criterion as laid down in various decisions in
this Court is
whether the bearing which the facts had on the accused's state of mind was
sufficiently appreciable to abate the moral
blameworthiness of the accused in
doing what he did. I agree, however, that the facts in the present case were not
such. The mere
desire to take revenge is not extenuatory. See S v Namane
1977(4) SA 240(A). There was in the present case no deep sense of
injustice,outrage and frustration as in Ndwalane's case. It may not be
relevant but, as there was some doubt at the argument stage as to whether
Mahlaba, the victim in the murder trial
in Ndwalane's case,had actually
been involved in the killing of Dube, the appellant's friend and
benefactor,/....
25. benefactor, I refer to the report in 1985(3) SA 222
at 224 D - F. I have come to the conclusion, however,
that on the whole
the Court a quo correctly held that the circumstances surrounding this
so-called revenge killing did not constitute extenuation.
There remains the
question of the alleged irregularity in that the previous convictions were made
known to the Court a quo before the inquiry on extenuation. There was, as
it appears from the record and was also put in argument to us, a
"misunderstanding"
between counsel for the State and counsel for the defence.
The misunderstanding, I deduce, arose from a belief on the part of counsel
for
the State that the appellants would, after conviction, deviate frcm their
versions during the trial
and/
26.
and testify, in extenuation, in accordance with
certain statements made by
them which the State had in its possession but which were inadmissible. The
contents of the statements
formed, apparently, the basis of the State's summary
of substantial facts. Whether the State expected that the appellants would
adhere
to those statements for the purpose of the trial before conviction and
make certain admissions, is not clear but what can be inferred
from the record
is that before the issue of extenuation was embarked upon counsel for the State
and counsel for the accused agreed
that if the latter were prepared to admit,
either in evidence or through their counsel, that the facts as set out in their
inadmissible
statements
were/
27.
were correct, the State was prepared to concede that
extenuating circumstances were present. The two
appellants let their counsel down, however, and were
not prepared to admit those facts. Whether, if they
did, it would have made any difference to the final
outcome is not necessary for this court to decide.
It is well established in our law that a
trial Court
should first dispose of the issue of ex-
tenuation before being apprised of
the previous con-
victions and if this is not done it constitutes an
irregularity. See S v Shabalala 1966(2) SA 297(A)
300 in
fine. The test, however, is always whether,
as a reslut of the
irregularity, there was a failure of
justice. See Shabalala's case supra 301 B - C; the proviso tc
s 322(1)/
28. s 322(1) of the Criminal Procedure Act 51 of 1977.
The records of the two appellants were taken into
account by the learned Judge, counsel pointed out,
and submitted that it must have affected the mind
of the learned Judge to
the prejudice of the appel-
lants. The passage referred to reads as follows:
"The Accused are not particularly young men. Accused No 1 is 30, Accused No 2 is 25. We do not find their age to constitute an extenua-ting circumstance. Neither of them are by any means first offenders."
It is clear, however, that the remarks were made merely to indicate that the two appellants were not inexperienced young men. I am not persuaded
that/
29.
that this single reference to their previous con-
victions in the judgment
on extenuation constituted a failure of justice.
The appeals are dismissed.
JUDGE OF APPEAL
SMALBERGER JA)
) -CONCUR STEYN AJA)