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[1986] ZASCA 103
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General Mining and Finance Corporation Ltd. v Chamber of Mines of South Africa (21A/85) [1986] ZASCA 103 (25 September 1986)
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21 a/85- 21 b/85/AV
IN THE SUPREME COURT OF SOUTH AFRICA
(APPELLATE DIVISION)
In the matter between:
ROTAQUE (PROPRIETARY) LIMITED
Appellant
and
GENERAL MINING AND FINANCE CORPORATION
LIMITED
1st Respondent
and
CHAMBER OF MINES OF SOUTH AFRICA
2nd Respondent
CORAM: CORBETT, HOEXTER, VAN HEERDEN, JJA GALGUT et NICHOLAS, AJJA
HEARD: 9 September 1986 DELIVERED: 25 September 1986
JUDGMENT
NICHOLAS, AJA
These.......
2
These two appeals relate to oppositions to the
grant of patent applications No 77/2681 and No 77/1224.
In each application the applicant is ROTAQUE (PROPRIETARY)
LIMITED ("ROTAQUE") as assignee of the inventor, CORNELIS
BROUWER; the title of the invention is "BOTTOM DISCHARGE
HOPPER STRUCTURES"; and the opponents are GENERAL MINING
AND FINANCE CORPORATION LIMITED ("GENERAL MINING") and
CHAMBER OF MINES OF SOUTH AFRICA (together referred to as
"the opponents").
The two applications were heard together in the
Court of the Commissioner of Patents, "in the sense that one
followed immediately after the other". The learned Com-
missioner decided the applications on a legal point and
refused......
3
refused both with costs. With the consent of the
op-
ponents, ROTAQUE now appeals direct to this Court.
The applications commenced under the repealed
Patents Act, No 37 of 1952, and in terms of s. 3(2) of the
Patents Act, No 57 of 1978, they accordingly fell to be
dealt with in accordance with the provisions of the repealed
law.
The subject-matter of application No 77/2681 was described
by the Commissioner as follows:
"The hoppers of the invention are intended, in the main, for use on gold mines. In practice those hoppers are designed in sizes appropriate to the operations of any particular mine. They are used to convey loose broken rock which results from the mining of a stope (by blasting) to 'ore passes'
which
4
which in turn lead to the lowest point in the shaft
where the broken rock is then loaded into a 'skip' to be transferred to surface
and to the reduction works. The manner in which the hoppers discharge their
loads is also governed, to a large degree, by the layout
of the mine and the
size of the rail track used underground.
Hoppers as such were known at the
date of the application and have been known for a long time. The scope for
invention lay in the
precise shape of the hopper; the interaction of its parts;
the arrangements made to discharge the hoppers; and similar features.
For
example a hopper could be designed with two doors and the discharge arranged
through the space between the tracks on which the
hopper runs. Such a two door
arrangement may or may not give rise to problems depending upon the layout of
the mine. The shape of
the hopper body and the slope of the sides (which can
avoid large rocks sticking or bridging across the hopper body) can be both
novel
5
novel and inventive. The manner in which the discharge is arranged can also leave room for individual invention. It is essential in these matters that the shortest possible time be taken in discharging the contents of hoppers off a train consisting of hoppers when they reach the tip at the ore pass. The necessary arrangements there must be so designed to avoid, for example, causing the hopper to overturn. This is obviously relevant because one arrangement for discharge is the use of a cam on the track which tips or causes the doors to open. Hoppers can be two door hoppers or single door hoppers The invention in question is for a single door hopper."
The legal point on which the Commissioner decided the applications arose in
this way.
One of the grounds of opposition in each of the applications was
lack of novelty. In terms of the relevant
part.....
6
part of the definition of "new" in s. l(ix) of Act No 37 of
1952 -
"(ix) 'new', in relation to an invention,
means that, on or before the effective date of the application for a patent in re-pect thereof, the invention was not -
(a) known or used in the Union by anyone other than the applicant or his agent, or the person or persons from or through whom such applicant has derived his right or title (secret knowledge or secret user otherwise than on a commercial scale being excluded) ;
(b) worked in the Union otherwise than by way of reasonable technical trial
or experiment by the applicant or any person or persons from or through whom such applicant has derived his right or title;
The opponents alleged that, before the effective
dates ...
7
dates of the two applications, the invention had been known
and used by mining companies belonging to the GENERAL MINING
group. The answer of ROTAQUE was that such knowledge and
use was by the mining companies and GENERAL MINING as the
agents of ROTAQUE. The riposte of the opponents was that
"agent" as used in paragraph (a) of the definition bore the
limited meaning of "patent agent" and thus did not include
the mining companies.
Counsel on both sides were agreed that if the Com-
missioner upheld the contention of the opponents, certain of
the claims in the specifications were invalid, and the ap-
plications could not be granted in their present form.
The Commissioner did uphold the opponents' conten-
tion....
8
tion. As a result he did not find it necessary to consider
the other points raised in the Notices of Opposition' (all
of which were fully argued), and, as stated, he refused the
applications with costs.
Having regard to the course of the proceedings
in the court a quo, it will be convenient to deal with the
legal point in limine.
The primary rule in the construction of statutes
is that the language of the legislature should be read in
its ordinary sense. And unless there is some ground in the
statute itself for limiting or restricting their meaning,
general words must receive a general construction.
In it's ordinary sense, "agent" is a general word
connoting....
9
connoting one who acts on behalf of another. It must, no doubt, be
limited in para (a) to a person employed by the applicant in connection
with the
invention. But the question remains, is there any warrant in the Act for
limiting it to the applicant's patent agent?
On behalf of the opponents,
strong reliance was placed on s. 88 of the Act, which provided:
"88. Subject to the provisions of this Act, an agent may on behalf of the person for whom he is agent do any act in connection with an application for a patent under this Act or any proceeding relating thereto: Provided that, except as provided in this Act or with the leave of the commissioner, no person other than a patent agent or a person entitled to act as such shall act as an agent on behalf of any other person."
in
10
In my opinion s. 88 (which is somewhat convoluted) provides
no support for the opponents' contention. The word "agent"
is used throughout the section in its ordinary, general sense.
It is only in the proviso that reference is made to a patent
agent. The proviso does not of course mean that any person
other than a patent agent is prohibited generally from acting
on behalf of any person. Its effect is that only "a patent
agent or a person entitled to act as such" or any other
agent "with the leave of the Commissioner" may do any act in
connection with an application for a patent under the Act or
any proceeding relating to such an application. Thus the
provision relating to a patent agent applies solely in
the limited field of procedure concerning patent applications
it.....
11
it has no bearing outside that field.
There is
no apparent reason why the Legislature should have intended to limit the meaning
of "agent" in para (a) in the manner for
which the opponents contend. In the
definition of "invention" in s. 6 of the Patents, Designs, Trade Marks and
Copyright Act, No 9 of 1916, one of the requisites was that the
subject-matter was "not known or used by others in the Union". In Levin v
Number Plates and Signs (Pty) Ltd, 1942 CPD 412, DAVIS J considered (at
417-418) the meaning of the expression "known to others", saying -
"These words are very wide, but it is
obvious that they must have some
limita
tion placed upon them. For otherwise an
inventor would have to work
throughout
entirely alone, without assistance and
without advice. That
would be impos
sible
12
sible in the case, for instance, of complicated machinery, where it is essential that he should have skilled mechanics to help him. And not only could he have no assistance from mechanics or advice from experts; he could not have a draughtsman to assist with his drawings, and, what is more., he could not even employ a patent agent to help him with his specification or to make application for his patent. For all these persons are, in the wide sense of the term, 'others' to whom his invention becomes known. It is clear law in England - and it was indeed admitted - that, where these persons are in a fiduciary or confidential relationship to the inventor, their acquisition of knowledge of the patent is not publication - see Terrell on Patents (8th Edition), page 89. And I am satisfied that our Act must ex necessitate be construed in the same way."
The learned judge's observations apply a fortiori to the case
of.....
13
of an applicant who is an artificial
person.
Some organs and officers of a company are not mere servants or
agents, but are the directing mind of, and act as, the company.(See,
for
example, Tesco Supermarkets Ltd v Natrass (1971) 2 Al ER 127 (H.L);
The Law of South Africa, Vol 4, sec 165). In the daytoday performance of
a company's affairs, however, it can act only through servants and agents. If,
therefore,
"agent" in para (ix)(a) were limited to "patent agent", the result
would be that an invention which was the subject of an application
for a patent
by a company could rarely be "new". That could not have been contemplated by the
Legislature- In the light of these
considerations, it is inconceivable, in the
absence of clear language to that effect, that when the Legislature came to
enact the
1952 Patents Act>, it could have intended to except only the
applicant or his patent agent from the wide words "known or used in the Union by
anyone".
In my view, therefore, the Commissioner's inter
pretation
14
pretation of para (a) was wrong. It accordingly becomes
necessary to consider the other issues which were raised in
these oppositions., and it is unfortunate that this Court has
not had the benefit of the Commissioner's views on these
matters.
I shall deal with the two applications separately.
beginning with application No 77/2681 to which was devoted
the greater part of the argument on appeal.
PATENT......
15
PATENT APPLICATION No 77/2681
The effective date of this application was 4 May
1977. A complete specification was filed on 24 April 1978,
claiming a bottom discharge hopper rail car. It was adver-
tised as open for inspection on 27 December 1978. On
27 March 1979 the opponents filed a Notice of Opposition on
the single ground that the invention was obvious. On 15
May 1979 the patent agents acting for the opponents addressed
a letter to ROTAQUE's patent agents in which they enclosed
a copy of a. drawing described as "Rollamatic Engineering Draw-
ing No 330"and stated that hoppers constructed in accordance
with the drawing had been used at BUFFELSFONTEIN GOLD MINE
and that ROTAQUE was aware of this in July 1975. They
advised....
16
advised that they had been instructed to include in the
Notice of Opposition the grounds of lack of novelty and
material misrepresentation; and stated that unless they
were advised within one month that the patent application
had been withdrawn, they would proceed without further notice
in accordance with their clients' instructions.
Presumably as a result of this letter, ROTAQUE
wrote on 28 June 1979 that an amendment to the specifica-
tion would be sought in terms of a copy of the notice of
amendment included in their letter. An application to amend
the complete specification was filed on the same date, and
this was duly granted. The nature of the amendment appears
sufficiently for present purposes from claim 1, which after
amendment reads:
"1. A......
17
"1. A bottom discharge hopper rail car comprising a hopper body fixedly mounted on a chassis, (and) a door mounted on the body for pivoting about a first axis, and an arm for displacing the door with respect to the body, the arm being movable by a roller rotatable about a second axis passing substantially through the first axis, when the roller engages a suitable cam track, in use, the body having a pair of downwardly converging, laterally spaced side walls the longitudinally extending lower edges of which define a discharge opening from the body, both side walls sloping and the angle of one side wall with respect to horizontal being different to the angle of the other side wall with respect to horizontal, and the door being displaceable with respect to the body between a position in which it closes said opening and a position in which it is spaced from said opening to permit discharge of the -contents of said body."
(By the amendment the word and which had appeared in the
original
18
original claim was deleted, and the words underlined were
inserted.) The effect of the amendment was to narrow the
claim by the addition of the feature described in the passage
underlined. This feature calls for a specific geometric
relationship between an arm which displaces the hopper
door and the door pivot. It will, for the sake of brevity,
be referred to hereinafter as "the axis feature").
After, various amendments, the Notice of Opposi-
tion in its final form was filed on 27 March 1979. On
13 February 1980 ROTAQUE filed its Counter-Statement. Both
sides filed a number of affidavits in support of their re-
spective contentions.,
The opponents raised three grounds of opposition
to......
19 to the application, namely
-
"A. That the invention claimed in Claims 3,
5 (in so far as it depends on claim 3), 6 (in so far as it depends on claims 3 and 5) and 7 (in so far as it depends on claims 3,5 and 6) were not new at the effective date of the application, namely the 4th May, 1977.
B. That the
application contains a material
misrepresentation.
C. That the invention is obvious in that it
involves no inventive step
having regard
to what was common knowledge in the art
at the effective date of the application."
(Claim 3 is for a "hopper structure comprising a body" and it includes the
axis feature).
I shall deal with each of these grounds in turn. GROUND A -
LACK OF NOVELTY
The particulars furnished in support of this
ground of opposition were the following:
"Ad Ground A
(1) Prior to the 4th May, 1977, hoppers
falling
20
falling within the scope of the claims cited in this ground of opposition were in use on West Rand Consolidated Mines Limited (situated at Krugersdorp, South Africa) and were known to personnel on the mine.
(2) The user referred to in paragraph 1 above was not secret user otherwise than on a commercial scale.
(3) The knowledge referred to in paragraph 1 above was not secret knowledge. "
(The hoppers referred to in para (1) were referred
to in argument as the "Westrand hoppers", which will be described in more detail
presently).
Although ROTAQUE in its Counter-Statement denied the allegations
in paragraph (1), their correctness may be assumed for present purposes.
ROTAQUE's real case was
that.......
21
that any knowledge or use such as that alleged was knowledge or use by the Applicant or its agent.
The following facts were not in dispute.
On 29 June 1975 ROLLAMATIC ENGINEERING (PTY) LTD ("ROLLAMATIC"), then a subsidiary of GENERAL MINING, submitted to WEST RAND CONSOLIDATED GOLD MINING COMPANY LIMITED ("W R CONSOLIDATED") a tender for the manufacture and supply of 50 hoppers as shown on a drawing R E 1431 at a price of Rl 595,00 each. In August 1976 W R CONSOLIDATED ordered six of these hoppers, (being the Westrand hoppers). They arrived at the beginning of November 1976, and were used on the mine in trials and experiments. In the course of these, problems were experienced, more particularly in that the door
did
22
did not open satisfactorily in order to discharge the
hopper's contents, and the hoppers fell over at the loca-
tion where the door-opening devices were brought into opera-
tion. As a result, the hoppers were modified by ROLLAMATIC
in November 1976 so as to incorporate the axis feature.
Thereafter trials and ;experiments were continued for several
months.
A further eight Westrand hoppers which were pur-
chased and delivered to W R CONSOLIDATED in about February 1977, are of historical interest only and are mentioned for the sake of completeness.
It was common cause that the Westrand hoppers delivered in November 1976 and modified so as to incorporate the axis feature, fell within claim 3 of the amended specification.
L J
23
L J PRETORIUS, resident engineer at W R CONSOLIDATED
said in his affidavit that problems had initially been ex-
perienced with the six Westrand hoppers in November 1976.
After his return to the mine from his annual leave in
January 1977 he found on inspection that the hoppers were
operating satisfactorily, and he noted that two major al-
terations had been effected, one of which was the modifica-
tion to include, the axis feature.
In support of its case, ROTAQUE relied on the
affidavits of THERON and JOUBERT.
Until his retirement in March 1978, the deponent
THERON was employed by GENERAL MINING as a consulting en-
gineer: he was senior manager of its gold and uranium divi-
sion......
24
sion. In 1973 there was conceived the idea of a "cleaning
train" (or tunnel cleaning system unit) designed to clean
development ends with the distributing unit discharging into
each of the hoppers in the train from above. The train was
composed of hoppers manufactured by ROLLAMATIC in about August-
September 1973. (These hoppers were referred to in argument
as "the cleaning train hoppers", and were illustrated in the
drawing R E 330.) They were made as a result of an oral re-
quest to JOUBERT, who was a director of ROLLAMATIC and
the managing director of ROTAQUE, to manufacture these hop-
pers as experimental hoppers to be tested on behalf of ROL-
LAMATIC and ROTAQUE through the agency of GENERAL MINING at
one......
25
one or more mines administered by it, which mines included
BUFFELSFONTEIN GOLD MINING COMPANY LIMITED {"BUFFELSFONTEIN")
and W R CONSOLIDATED. The cleaning train hoppers were test-
ed at BUFFELSFONTEIN for a short period with inconclusive
results, after which they were stored until the middle of
1975 when they were again tested at BUFFELSFONTEIN until
August-September 1976. The train was then moved to W R
CONSOLIDATED, where tests were continued. This particular
train and its hoppers never proved reliable. In view of
the unsatisfactory results achieved, THERON and VAN
EMMENIS, the then manager of W R CONSOLIDATED, asked JOUBERT
for his assistance once more. JOUBERT agreed to see what
he could do but asked that he be afforded a reasonable period
of.....
26
of technical trial and experiment under mining conditions. THERON said:
"... it was expressly agreed at that time between myself and Mr. van Emmenis on the one side acting in our aforesaid capacities and Mr. Joubert on the other side, acting for Rollamatic Engineering (Pty) Limited, and ROTAQUE that he, Joubert, would have designed and made the hoppers in question which would then be put on technical trial and experiment for and on behalf of Rollamatic Engineering (Pty) Ltd and ROTAQUE for at least six months under Mining conditions through the agency of General Mining and Finance Corporation Limited or one or more of the mines administered by it and, more particularly, one such mine, i.e. West Rand Consolidated Gold Mining Company Limited. As pointed out above, I consider such a period of six months, or even longer, to be reasonable for the technical trial and experiment involved."
THERON
27
THERON stated further that thereafter ROLLAMATIC made and
supplied hoppers for two cleaning trains (one being the
batch supplied in November 1976) for these technical trials
and experiments which were carried on well after the six
months period- (These hoppers were the Westrand hoppers.)
The affidavit of JOUBERT was along similar lines.
He said in addition that no one at W R CONSOLIDATED or else-
where was told of the introduction of the axis feature which
could not be recognized or appreciated by mere observation
but would require careful and accurate measurement to es-
tablish its presence. He accordingly denied that the axis
feature could be or was "noted" by PRETORIUS as alleged in
his affidavit.
This.....
28
This evidence of THERON and JOUBERT was disputed
in affidavits filed by the opponents, but no application was made for the
hearing
of oral evidence or for cross-examination of any of the deponents
concerned. It was common cause that any real, genuine or bona fide
dispute of fact had to be resolved by reference to the onus, which was
admittedly on the opponents. In these circumstances a ground
of opposition could
be upheld only if the facts as stated by ROTAQUE, together with the admitted
facts in the opponents' affidavits,
justified such an order. Cf.
Plascon-Evans Paints v Van Riebeeck Paints, 1984(3) SA 623 (A) at
634-635.
Counsel for the opponents placed emphasis on the fact that the
hoppers concerned were purchased by W R CONSOLIDATED from ROTAQUE and
paid for
in the course of a commercial transaction. That is so, but it is not necessarily
inconsistent with the evidence that the
hoppers were
acquired
29
acquired and used by W R CONSOLIDATED in order to perform trials and experiments on ROTAQUE's behalf. JOUBERT said in his affidavit that -
"Although payment was received for the manufacture of the hoppers, it was clearly understood and accepted by all parties to the transaction that they were merely experimental hoppers which were to be subjected to the aforesaid reasonable technical trial and experiment."
Consequently this is not a circumstance which would lead in itself to a
rejection of the evidence of THERON and JOUBERT.
(It may be that ROLLAMATIC,
in manufacturing and selling the Westrand hoppers, "worked" the invention within
the meaning of para (b)
of the definition of "new". This, however, was not part
of the opponents' case and it was not
investigated ....
30
investigated in these proceedings.)
On the papers, therefore, the knowledge and use
of the six Westrand hoppers by W R CONSOLIDATED cannot be
regarded as knowledge and use otherwise than by ROTAQUE's
agent. In consequence the opponents failed to discharge
the onus of proving that novelty was destroyed, thereby.
GROUND B - MATERIAL MISREPRESENTATION
In summary, the case for the opponents in relation
to this ground was the following: Claims in the specification
prior to its amendment had been anticipated before 4 May
1977 in a drawing No R E 330,published by ROLLAMATIC, and
by hoppers made in accordance with that drawing (the cleaning
train hoppers). At the time patent application No 77/2681
was.....
31
was filed, ROTAQUE had knowledge of such publication and
use. That notwithstanding, ROTAQUE declared in Patents
Form 1 filed in support of the patent application:
"To the best of our knowledge and belief there is no lawful
ground of objection to the grant of a patent to us on this
application ..." This declaration, it was alleged, was
a misrepresentation and was material.
Most of this was disputed by ROTAQUE and its de-
ponents. It is not, however, necessary to go into the dis-
puted matters of fact, because in my opinion once a complete
specification has been amended, the court will not investi-
gate matters such as those raised by the opponents.
Counsel for the opponents referred to the decision
in Dresser Industries Inc v South African Inventions Develop-
ment.....
32
ment Corporation, (1982) 9 BP 317. That was an application in the Court of the Commissioner of Patents for the revocation of a patent. One of the grounds of revocation was that the application for the patent contained a material misrepresentation. In the course of the proceedings an application was made for leave to amend the patent specification. If the proposed amendment were to be made, the statement in the application that was originally false, would become true. The Commissioner of Patents (McEWAN J) said (at 330C-D) that he was not satisfied that that was the proper way to overcome the patentee's difficulty:
"An applicant in patent matters is expected to show the utmost good faith ... and ... it seems to me to be too
late
33
late to attempt to remedy the situation after an applicant has been caught out in a falsehood."
No doubt a court has a discretion to refuse an amendment to a patent
specification which is aimed at curing invalidity on the ground
of material
misrepresentation. (See Blanco White, Patents for Inventions, 4th ed.,
pp. 298-299; Terrel on the Law of Patents, 13th ed., p. 221).
That,
however, has no bearing on a case such as the present, where the amendment has
been granted. Once granted, an amendment is final
and cannot be brought into
question. It can only be set aside under ss.(10)of s. 51 of the Patents'
Act, No 57 of 1978, which provides that -
"Any
34
"Any amendment of a specification made in conflict with the provisions of this section, other than an amendment allowed by the commissioner of a court, may be set aside by the commissioner at any time on application made to him."
(There was no similar provision in Act No 37 of 1952, Cf. Amalgamated
Packaging Industries Ltd v Hutt and Another 1975(4) SA 943 (A)).
The
effect of the amendment of the specification is that the amended specification
now stands in the place of the specification before
amendment, which is of
merely historical interest.
Having regard to the amendment, it cannot now be said that "the application contains a material representation" (para (i) of s. 23(1) of Act No 37 of 1952).
It......
35
It was submitted on behalf of the opponents that
if an applicant for a patent is guilty of recklessness
or mala fides, the court will visit its displeasure upon
him by refusing to grant a patent on his application.
Reliance was placed on Willows Francis Pharmaceutical Pro-
ducts Ltd v Aktiebolaget Astra Apotekarnes Kemiska Fabrieker,
1960 (3) SA 726 (A) at 738. That case provides no support
for such a proposition. What STEYN C J said in the passage
cited was that mala fides or recklessness would be circumstances
showing that a proposed amendment should not be allowed.
In terms of s. 23 (1) notice of opposition to the grant of
a patent might be given "on any of the following grounds
and no others". That leaves no room for a claim that the
court......
36
court may refuse a patent application in order to visit
its displeasure on the applicant.
The conclusion is that the opponents failed to
establish ground of opposition B.
GROUND OF OPPOSITION C - OBVIOUSNESS
As is usual when obviousness is pleaded, no par-
ticulars were given of this ground. In its Counter- State-
ment ROTAQUE denied that the invention was obvious as
alleged.
An enquiry into the alleged obviousness of an
invention -
"... involves determining, firstly, what the common knowledge in the art was at the effective date of the patent in suit, ...; secondly, whether the invention
claimed was a step forward on such common knowledge; thirdly, whether, in the
light.....
37
light of such common knowledge that step was inventive, i.e., not obvious."
Gentiruco A.G. v Firestone S A (Pty) Ltd, 1972(1) SA 588 (A) at 653
G-H.
The opponents say that the cleaning train hoppers ( i.e., those made in
accordance with drawing R E 330 and used in the cleaning train
at BUFFELSFONTEIN
between 1973 and 1976) were common knowledge in the art. This is disputed by
ROTAQUE, but it may be accepted for
the purposes of the present enquiry.
It
may also be accepted for present purposes that before its amendment, the
cleaning train hopper fell within claims of the specifications.
The feature
introduced by the amendment by way of limitation into claim 1, namely, the
axis
feature
38
feature, was, it is clear, a step forward on such common
knowledge. The question is, whether that step was ob-
vious.
The opponents relied mainly on the affidavit of
STANLEY LOUIS CRAIB, the chief consulting mechanical and electrical engineer of GENERAL MINING at the relevant time. He said that as at 4 May 1977, it would have been clear to any person skilled in the art
"...that theoretically the direction of the line of force acting in a roller or a door displacing arm of a bottom discharge hopper having a radial door should preferably be at a right angle to a line passing through the door fulcrum point and the centre of rotation of the wheel and should, moreover, be applied at a point which is the centre of the roller bearing."
Professor ...
39
Professor Visser of the University of Pretoria, who furnished an affidavit to ROTAQUE, said that this theoretical principle (which he referred to as the Principle of Moments) should be known to any design engineer. He pointed out, however, that the fact that a theoretical principle is known does not make for a practical design. Knowledge of basic theory is a necessary but not a sufficient condition for the production of a successful design. The specific feature involving the direction of the force on the door is one of the contributing factors: the invention claimed does not rest on a single integer but on the totality of several integers combined in such a way as to result in a successful product.
The
40
The present was not a case of the simple addition
of a well-known feature to a known hopper. It was a true
combination: the integers interact to produce a common re-
sult (See Blanco White, op. cit. p. 119).
The combination was a new one. JOUBERT's evidence
was that bottom discharge hoppers known before the produc-
tion of the new feature had been unsuccessful, more par-
ticularly in not properly discharging their contents at the
unloading, point and in falling over at the location where
the door opening devices were brought into operation.
Since the introduction of this feature, these defects have
been overcome and hundreds of hoppers having the combination
of features stipulated in the claim have been used with
great.....
41
great success.
The opponents also rely on the so-called Goldfields
hoppers. These were hoppers which were made by GOLDFIELDS
ENGINEERING and delivered to W R CONSOLIDATED on 22 December
1976. The opponents say that these hoppers had the axis
feature and that they aroused considerable interest on the
mine.
Professor Visser pointed out that the Goldfields
hoppers were not of the radial door type: its two doors
were of the swinging door type. The theory of moments, he
said, is valid for radial doors, but it cannot be applied to
the swinging doors of the Goldfields hopper.
The use of the feature in the Goldfields hopper did
not, therefore, mean that its use in a hopper having a
radial.....
41 A
radial door was obvious.
The important fact is that as at 4 May 1977, no
person skilled in the art had designed a successful bottom
delivery hopper having a radial door and incorporating the
axis feature- In the circumstances as they appear from
the papers, the contention that the combination containing
this feature was obvious, would seem to be based on hind-
sight.
In my opinion this ground of opposition has not
been established.
The conclusion is that the opposition to the grant
of patent application No 77/2681 stands to be dismissed.
42
PATENT APPLICATION No 77/1224
The effective date of this application was 1 March 1977. A complete specification was filed on 31 March 1978. The opposition relates to all of the claims, but it is necessary to set out only claim 1 and claim 10.
"1. A bottom discharge hopper structure comprising a pivotally hung door having an abutment surface, a tipping arm pivotally mounted on the door and also having an abutment surface, the arm having a first position with respect to the door in which first position of the arm said abutment surfaces are spaced apart and a second position with respect to the door in which second position said abutment surfaces are in engagement, a fixed latching element, and a face on said arm which face is in engagement with said latching element while said arm is in its first position with respect to the door, the latching element preventing
pivotal
43
pivotal movement of the arm and door about the pivotal mounting of the door until the arm has been pivoted sufficiently far about its mounting on the door towards said second position to take up at least some of the gap which exists between said abutment surfaces while the arm is in its first position.
10. In combination, a cam track and
a hopper structure as claimed in claim
9, said roller engaging on said cam track as the vehicle moves past the cam track, the axis of rotation of said roller being radial to the axis about which said door pivots and the cam track being profiled so that the line of action of the force exerted by the cam track on said element is always tangential to the arc scribed by said arm and said door about the pivotal mounting of the door."
(Claim 9 is for "a hopper structure as claimed in any preceding claim" )
For.....
44
For present purposes, the important feature of the hopper
structure claimed in claim 1 is the portion underlined, which will be referred
to for the sake of brevity as the "latching element". Claim 10 incorporates the
latching element by reference to claim 9 and the
preceding claims; and the axis
feature , which is the same as the axis feature claimed in patent application No
77/2681 as amended.
In their final Notice of Opposition, the opponents raised
three grounds of opposition, namely
A That the invention was not new at the effective date of the application, namely the 1st march, 1977.
B That the application contains a material misrepresentation.
C That the invention is obvious in that it involves no inventive step having regard to what was common knowledge in the art
at
46
("STILFONTEIN"). (The hoppers concerned were referred to as "the Stilfontein hoppers".) They also alleged that -
"(6) Prior to the 1st March 1977, hoppers of the kind illustrated in Rolla-matic Engineering (Pty) Limited's drawing no. 1353 dated the 22nd May, 1975 were delivered to Stilfontein Gold Mining Company Limited by Rollamatic Engineering (Pty) Limited in the ordinary course of business for use on the Stilfontein mine."
In regard to claim 1, DIETER GERHARD LüCK, who
was at the relevant
time the development engineer of
GENERAL MINING, described in his affidavit
how he came
to apply ther latching means. He said that in the pursuance
of
instructions given to him in July 1975, he com
menced
47
menced the erection at BUFFELSFONTEIN of the mechanisms
necessary for the carrying out of a test procedure in con-
nection with a proposed development and cleaning train.
For the purpose there were allocated to him seven seven-ton
single door hoppers of the kind depicted in photographs an-
nexed to his affidavit. During March 1976 the hoppers
were taken underground at BUFFELSFONTEIN and trials were
carried out on the distributor train between March and May
1976. During the testing it was found that the sudden
discharge of some three tons of rock from the distributor
train into the hopper below caused the door to open. To
avoid this, some sort of locking mechanism was necessary.
A fixed latching element, in the form of iron lugs,was ac-
cordingly.....
48
cordingly welded in position as illustrated in the said
photographs. He said that the simple expedient of fixing
lugs in positions as shown "provided the obvious answer."
(Dealing with this evidence in his affidavit JOUBERT said
that neither he, nor,to his knowledge, anyone then employed
by ROLLAMATIC or ROTAQUE had any knowledge of the "latching
means" until he inspected the hoppers concerned on 10 Sep-
tember 1980 after the opposition proceedings had been begun
On such inspection he could see from the appearance and
quality of the welding that it had not been done by ROLLA-
MATIC or ROTAQUE.)
LüCK said that because conditions underground at
BUFFELSFONTEIN were somewhat cramped for the conduct of the
the.....
49
tests, the entire distributor train (comprising the seven
hoppers and the distributor unit) was moved to W R CONSOLI-
DATED where tests took place on surface with reef taken from
the MONARCH shaft.
On LüCK's evidence, therefore, cleaning hoppers
which had been modified by the addition of the latching
means were known prior to the effective date of the patent
application.
In their affidavits THERON and JOUBERT repeated
evidence given in their affidavits furnished in connection
with Application No 77/2681. The cleaning train hoppers
were experimental hoppers used by mining companies adminis-
tered by GENERAL MINING as agents for ROTAQUE. Knowledge
and.....
50
and use of these hoppers, as modified, was,
therefore, protected knowledge and use which did not destroy novelty.
In his
affidavit CRAIB, the chief consulting mechanical and mining engineer of GENERAL
MINING, joined issue on these points with THERON
and JOUBERT. He said that it
was the cleaning train concept that was being tested, not the hoppers per
se.
This dispute of fact cannot be resolved on the papers. Consequently the opponents cannot be said to have discharged the onus so far as knowledge and use of the cleaning train hoppers by BUFFELSFONTEIN and W R CONSOLIDATED are concerned.
LüCK said in his affidavit that persons other than ROTAQUE's agents had acquired knowledge of the cleaning train
hoppers
51
hoppers, namely, personnel of GENERAL MINING and BUFFELSFON-
TEIN "of different professional callings and scientific
disciplines who, I believe, would in turn have dissem-
inated the information to others involved in the industry;
the Inspector of Mines for the Klerksdorp area; an assort-
ment of visitors both from South Africa and from abroad;
and members of the contracting firms connected with the
development."
I do not think that this sort of circumstantial
evidence is sufficient to prove that one or more of the
persons referred to had the requisite knowledge. What had
to be shown was that all of the integers of the hoppers
claimed were known prior to the effective date. Proof of
opportunity.....
52
opportunity to know is not enough. In this regard, it is
not without significance that no affidavit has been submit-
ted from any person (and on LüCK's showing there should
have many such) who acquired knowledge of the invention at
the time and on the occasions to which LüCK deposes.
My conclusion is that the opponents did not establish that
the invention claimed in claim 1 was known or used prior to the effective
date by anyone other than the applicant or its agents.
In regard to claim 10, the opponents relied on
the so-called Stilfontein hoppers, which were illustrated
in ROLLAMATIC's drawing No R E 1353. One hundred of these
six-ton bottom discharge hoppers were purchased from ROLLA-
MATIC and delivered to STILFONTEIN before the effective date
of......
53
of the patent. The evidence for the opponents was that
these hoppers had both the latching element and the axis
feature.
JOUBERT said that the Stilfontein hoppers were
two door hoppers and were therefore completely different
from the single door hopper claimed in the patent. The
opponents sought to answer this by saying that "there is
nothing in the claims of the patent to limit its ambit to
a single door", and that the Stilfontein hoppers do indeed
consist inter alia of "a bottom discharge hopper structure
comprising a pivotally hung door ..."
In regard to the first point, I do not agree that
the patent does not claim a single door as an essential
integer.....
53 A integer. It claims in claim 1
"A bottom discharge hopper structure comprising a. pivotally hung door ... a tipping arm pivotally mounted on the door ... the arm having a first position with respect to the door ..."
and so on. That cannot be interpreted as a claim to more than one
door.
Drawing No 1353 shows clearly that the Stilfontein hopper has two doors
and two tipping arms.
I understood counsel for the opponents to argue that
this hopper does have a pivotally hung door, and that the fact that it has the
additional feature of a second pivotally hung door, does not mean that it does
not anticipate the invention claimed. I do not agree.
In a bottom
discharge
53 B
discharge hopper, it is of primary importance that there
be a means of closing and opening the discharge aperture
A Stilfontein hopper with one door would not have such
means. It is not the case that the Stilfontein hopper
has an additional feature: the two door means of closing
and opening is a different feature from the single door
means claimed.
In my opinion,therefore, lack of novelty was not
established.
GROUND B - MATERIAL MISREPRESENTATION
The foundation of this ground of opposition is
the lack of novelty alleged in ground A. The opponents
contend.....
54
contend that ROTAQUE must have been aware of
invalidity on that ground, and that it was guilty of material misrepresentation
in declaring
in the application that to the best of its knowledge and belief
there was no lawful ground of objection to the grant to it of a patent
on this
application.
The purpose of alleging this ground of opposition is obscure.
Certainly nothing could be achieved by it. If the ground of lack of
novelty
failed, this ground would fall with it; if it succeeded, it would be unnecessary
to consider this ground.
In the event the ground of lack of novelty has
failed. GROUND C - OBVIOUSNESS
In
55
In respect of this ground the evidence was directed to the axis and the latching element features.
For the reasons given in connection with patent application No 77/2681 the
axis feature had not been shown to have been obvious.
In regard to the
latching element, the opponents relied on the evidence of LüCK above
referred to, and also on the revidence
of McMILLAN, who said in his affidavit
that this feature was present in the Stilfontein hoppers.
In his affidavit,
JOUBERT denied that the latching element was common knowledge in the art as at 1
March 1977.
LüCK.....
56
LüCK said that he considered that the use of the latching
element was a simple expedient and that it provided the
obvious answer to the known problem. JOUBERT pointed out,
however, that neither LüCK himself, nor CRAIB, nor PRETORIUS
asked ROLLAMATIC to make this modification to the two sets
of six and seven Westrand hoppers delivered at the end of
1976, and the first part of 1977. There is force in
JOUBERT's argument that it is clear from the omission that
it was not obvious to persons in the art to incorporate
this element in such hoppers before or at 1 March 1977
Nor do I think that it was proved that the use of the
latching element on the Stilfontein hoppers meant that it
was common knowledge in the art.
This.....
57
This ground of opposition fails.
The opposition to the grant of patent application
No 77/1224 stands to be dismissed.
ORDER
1. (a) The appeal in respect of Patent Application No
77/2681 is upheld with costs, including the costs
of two counsel.
(b) The order of the Commissioner of Patents is set
aside and there is substituted therefore -
"The opposition is dismissed and the application
for a patent is granted with costs on the Supreme
Court scale."
2. (a) The appeal in respect of Patent Application No
77/1224.....
58
77/1224 is upheld with costs, including the costs
of two counsel.
(b) The order of the Commissioner of Patents is set
aside and there is substituted therefor
"The opposition is dismissed and the application
for a patent is granted with costs on the Supreme
Court scale."
H C NICHOLAS, AJA
CORBETT, JA
HOEXTER, JA VAN HEERDEN, JA GALGUT, AJA
Concur