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[1986] ZASCA 116
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S v Mcintyre (289/85) [1986] ZASCA 116 (30 September 1986)
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PAUL EDWARD McINTYRE APPELLANT
and
THE STATE RESPONDENT
CASE NO. 289/85 /CCC
IN THE SUPREME COURT OF SOUTH AFRICA
(APPELLATE DIVISION)
In the matter between
PAUL EDWARD McINTYRE APPELLANT
and
THE STATE RESPONDENT
CORAM: TRENGOVE, SMALBERGER JJA et NESTADT.AJA
HEARD: 19 SEPTEMBER 1986
DELIVERED: 30 SEPTEMBER 1986
JUDGMENT
TRENGOVE/
2.
TRENGOVE, JA;
On 5 September 1984 the appellant
and a co-accused ('accused 1") were
charged in the regional court at Johannesburg with the crime of robbery with
aggravating circumstances.
It was alleged that they had robbed one Ricky Windt
of an amount of R560,23 at Johannesburg on 18 August 1984. They were both
unrepresented.
They pleaded guilty to the charge, and after the magistrate had
put some. questions to them in terms of section 112 of the Criminal
Procedure
Act, they were convicted of the robbery as charged. They were first offenders
and they elected not to give evidence in
mitigation of sentence.
Accused/
3. Accused 1, however, called the investigating
officer,
warrant officer Calitz, to testify on his behalf; and, in response
to questions by the magistrate, both accused 1 and the appellant
gave the court
some information about their background and personal circumstances. The
magistrate, thereupon, sentenced accused 1
to receive a whipping of 7 strokes
with a cane, and the appellant to 7 years' imprisonment.
On appeal by the appellant to the Wit-
watersrand Local Division against his sentence, Steyn AJ (with Esselen J concurring) held that interference with his sentence was warranted by reason of the disturbing disparity between the said sentence and that of accused 1. In my opinion the court a quo could also have interfered with the sentence on the grounds of a misdirection of fact
by/
4.
by the magistrate to which I presently refer more fully,
The sentence was reduced to one of 3 years' imprisonment
plus a further 4 years' imprisonment suspended for 5 years
on certain conditions. And it is against this sentence that
the appellant has now appealed by leave of this court. Coun-
sel for the appellant contended that this court would be
justified in interfering with the sentence imposed by the
court a quo on the ground that the disparity between the
sentences was still too great.
The circumstances in which a court of
appeal would be entitled to interfere with a sentence on
the grounds of the disparity between sentences imposed on
participants in the same offence are discussed in
S v Giannoulis 1975(4) S A 867 (A). Having considered
the/.....
5.
the views expressed in a long line of cases on the subject. Holmes JA remarked (at p 873 E - F):
"1. In general, sentence is a matter for the discretion of the trial court. Disparity in the sentences imposed on participants in an offence (whether tried together or in separate courts) will not necessarily warrant interference on appeal- Uniformity should not be elevated to a principle, at variance both with a flexible discretion in the trial court and with the accepted limitation of appellate interference therewith.
2. Where, however, there is a disturbing disparity in such sentences, and the degrees of participation are more or less equal, and there are not personal factors warranting such disparity, appellate interference with the sentence may, depending on the circumstances, be warranted. The ground of interference would be that the
sentence/
6.
sentence is disturbingly inappropriate. 3. In ameliorating the offending sentence
on appeal, the Court does not necessarily equate the sentences: it does what it considers appropriate in the circumstances. "
I now come to the evidence. The facts
relating to the robbery and
to the personal circumstances
of accused 1 and the appellant are,
unfortunately, very
scanty. In view of the gravity of the charge, the
fact
that both accused were unrepresented, and the fact that
the appellant
was tried on the day following upon his
arrest, I find it somewhat
disquieting that the trial
court was not presented with a fuller picture of
the
robbery and all its facets, and more detailed enquiries
were not made
into the background and personal circum
stances/
7.
stances of each of the accused. However, the
appellant has not applied for the case to be remitted
to the magistrate for further evidence. We have been
asked by his counsel to deal with the appeal on the re-
cord as it is. I proceed to do so.
I refer, firstly, to the particulars of
the personal circumstances of accused 1 and the appellant
Accused 1 was a scholar, in standard 9 at a school in
Northcliff, he was 18 years old, and he was apparently
staying with his parents. The appellant was an appren-
tice electrician, he was earning about R120 to R130 per
week, his parents were divorced, and he was staying with
his mother. There is no evidence, on record, of his
age/.....
8.
age and he was not asked about it. In the charge
sheet, under the heading "Particulars of the accused".
the appellant's age is given as 20 years and the magis-
trate appears to have assumed that this was correct,
This is the sum total of the information before the
trial court of the personal circumstances of the two
accused.
The facts relating to the robbery
are as follows. On 18 August 1984, it is not clear
at what time of the day it was, the appellant and
accused 1 went to a building somewhere in Johannesburg
on a motorcycle driven by the appellant. They apparently
went there with the intention of robbing the complainant
who/.......
9.
who had an office in the building. Accused 1 was
armed with an unloaded firearm which the appellant
had provided. It does not appear from the record
how the appellant came to be in possession of this fire-
arm. However, when they arrived at the building accused
1 went inside. He said that he waited on the ground
floor for a while. Then, when it was quiet, he ran
upstairs to the complainant's office where he "whisper-
ed to him for the money". He had the firearm in his hand
but he did not point it at the complainant. The com-
plainant then went to a safe and handed over R236 (not
R560,23 as alleged in the charge sheet) to accused 1.
In the meanwhile the appellant was waiting outside the
building/.....
10.
building and when accused 1 returned they drove off. It does not appear from the record whether accused 1 shared the R236 with the appellant or what subsequently happened to the money.
About a fortnight after this incident,
the police arrived at the home of accused 1 in connection with a matter entirely unconnected with the robbery- Accused 1, whose conscience had apparently been troubling him, then gave himself up to the police voluntarily and told them of his involvement in the robbery. From then on, he gave his full co-operation to the investigating officer, warrant officer Calitz. As a result, the appellant was arrested. He too
co-operated/
11.
co-operated fully with the police and handed over the firearm in question to them.
Against this factual background, I
turn again to the judgment of the court a quo. Steyn ,AJ made it clear, as I have already mentioned, that the disparity between the sentences of the appellant and accused 1 was regarded as sufficient justification for reducing the sentence imposed by the magistrate on the appellant. And, in considering what an appropriate sentence would be, the learned judge a. quo then said:
"Taking into account all the factors in favour of the appellant, the three outstanding factors still remain. Firstly, he was the leader in the criminal undertaking. Secondly, he did supply the firearm which
was/
12.
was fortunately not pointed and not loaded and thirdly, he
was the elder of the two participants manifestly a man with greater
responsibility
and the final factor in connection with sentencing is the grave
interest that society has to suppress this growing crime of robbery
by means of
firearms which has been classified as a crime which even merits the death
sentence in certain cases."
This was also the magistrate's approach to the
question of the extent of the appellant's complicity in the robbery. In my view,
there
is a basic flaw in the learned judge's approach and that is the finding
that the appellant played the leading role in the robbery.
This finding is not
supported by the evidence on record. This is the misdirection to which I
referred earlier on.
There is no evidence whatsoever as to
how/......
13.
how it happened that the appellant and accused 1 became
involved in the robbery. They appear to have been friends.
Accused 1 did not say, nor even suggest, that the appellant
was the author of the plan to rob the complainant, that
he played the leading role in executing it, or that he
influenced him (accused 1) in any way. Having regard to
the role that accused 1 played, I am of the view that the
reasonable possibility cannot be excluded that the scheme
may even have originated with him. He appears to have known
his way about the building where the complainant's office
was situated and he was, after all, the one who confronted
and robbed the complainant. Be that as it may, this question
of leadership was never put to the appellant and he had no
opportunity of dealing with it. It is true that the appellant
provided/.....
14.
provided the firearm but he might have done so at the
request of accused 1 for he had the firearm in his hand
when he coerced the complainant into handing over the
money. And finally, even if one were to accept that
the appellant was a year or two older than accused, it
would not necessarily follow that he was more mature, or
that he had a stronger personality, than the latter.
To sum up. In my view the learned
judge a. quo erred in holding that the appellant was "the
leader in the criminal undertaking". He should have
found that the appellant and accused 1 had participated
in the robbery to a more or less equal degree. This
court is, therefore, entitled to interfere and to impose
what/.....
15.
what it considers to be an appropriate sentence. I
fully agree with the remarks of the learned judge as
to the seriousness of crime of which the appellant
was convicted. I do not think that this court would
be justified in equating the appellant's sentence to
that of accused 1. He was probably fortunate in getting
off somewhat lightly. This court must do what it con-
siders appropriate in the circumstances. Having care-
fully considered all the circumstances of this case, as
set out above, I am of the view that a sentence of 3
years' imprisonment, of which 18 months are suspended.
would be appropriate.
In the result, the appeal is allowed
The/.....
16
The sentence imposed by the court a quo is set aside,
and the following sentence is substituted therefor:
"3 years' imprisonment of which 1.8 months is suspended
for 5 years on condition that accused 2 (i e the appellant)
is not convicted of the crimes of robbery or theft committed
during the period of suspension."
SMALBERGER, JA )
) CONCUR
NESTADT, AJA )