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[1987] ZASCA 14
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S v Engelbrecht (315/86) [1987] ZASCA 14 (25 March 1987)
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EDWARD ENGELBRECHT APPELLANT
and
THE STATE RESPONDENT
CASE NO. 315/86
/ccc
IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION) In the
matter between
EDWARD ENGELBRECHT APPELLANT
and
THE
STATE RESPONDENT
CORAM: VILJOEN, SMALBERGER JJA et KUMLEBEN
AJA HEARD: 9 MARCH 1987 DELIVERED: 25 MARCH 1987
JUDGMENT KUMLEBEN, AJA:
The appellant was one of three accused
who/
CASE NO. 315/86 /CCC
IN THE SUPREME COURT OF SOUTH AFRICA
(APPELLATE DIVISION)
In the matter between
EDWARD
ENGELBRECHT APPELLANT
and
THE
STATE RESPONDENT
CORAM: VILJOEN, SMALBERGER JJA et KUMLEBEN
AJA
HEARD: 9 MARCH 1987
DELIVERED: 24 MARCH 1987
JUDGMENT KUMLEBEN, AJA:
The appellant was one of three accused
who/.
2. who stood trial in the Cape of Good Hope Provincial Division on
5 counts: housebreaking with intent to steal and theft; murder;
robbery; and two
counts of attempted murder. He was convicted on the first two counts and on one
count of attempted murder. On the
murder charge the death penalty was imposed,
the court having found no extenuating circumstances. The appeal, leave having
been granted
by the court a quo, is directed solely at that
finding.
The charges were based on what took place in Parow on the night of
29/30 March 1983. On the morning of 29 March 1983 the appellant
and the two
accused (who were accused Nos 1 and 3 at the trial), Grenville van Wyk and
Andrew Basson, alias Kimberley, were present
at the home of one John Pietersen,
who was also there
They/
3.
They started smoking Mandrax mixed with dagga. At a certain stage
during the course of the morning it was decided that Kimberley,
appellant, and
the two accused would that night break into premises and steal. Pietersen, who
was apparently the person who initiated
this plan and chose the participants,
dis-cussed the details with them. It was arranged that van Wyk would take them
by car to a
shop known as "711 Superette" situated in Fifth Avenue, Parow where
they were to break in and steal. At about midnight or soon after
those who were
sleeping were awakened and they set forth. Van Wyk drove the four of them to the
shop. On route Kimberley produced
a firearm and said that he would shoot any
"boer" who disturbed them.
van/
4. Van Wyk dropped them off not far from the shop and left. Their
attempt at breaking in was unsuccessful. They proceeded to the club
house of the
Parow North Golf Course but again failed to gain entry.
Their third target was the "Superette 711" in Haydn Street, Parow. There Kimberley, accused No 1 and another, either appellant or No 3 accused, entered the store whilst the fourth man remained outside to keep watch. Unbeknown to the intruders, in breaking in they had triggered off an alarm. This led to W/0 van Dyk and Cons van Wyk arriving in a patrol car at the scene at about 4 am. By this time goods and money had been removed from the shop. The policemen entered with pistols drawn and initially noticed two persons
in/
5. in the shop. They turned out to be Kimberley and accused No 1.
When the police accosted them, Kimberley fired a shot at van Wyk
which instantly
killed him. Van Dyk had not released the safety catch of his pistol and this
prevented him from returning the fire.
As he fled he was shot by Kimberley in
the thigh. Outside the shop, after Kimberley had emerged from it, van Dyk and
Kimberley exchanged
shots as the latter ran away. In the meantime accused No 1
had taken possession of van Wyk's pistol. He emerged from the shop at
about the
same time that the flying squad van, driven by Sgt Truter, arrived. Accused No 1
fired at it with the deceased's firearm.
A police dog was re-leased from it and
this led to his arrest. Whilst
inside/
6. inside the shop van Dyk clearly saw the movement of a third
person also involved in committing the offence but was unable to identify
him.
This person and the watchman, that is to say, appellant and accused No 3, made
good their escape.
In the case of the appellant it was short-lived. At about
5:40 am he was detected and arrested as he walked along the national road
between Cape Town and Paarl. He was brought back to the shop and, after being
briefly interviewed by Capt Britz, was taken to a magistrate
as he was prepared
at that stage to make a statement. He later changed his mind. He did, how-ever,
make one to Capt Britz that afternoon
at the Bishop Lavis Police Station. At the
trial its
admissibility/
7. admissibility was contested. After evidence had been
adduced on this issue during a "trial-within-a-trial", it was ruled admissible
and received in evidence as exhibit N.
The foregoing summary is based upon
facts which were common cause, admitted or reliably proved by the State
witnesses.
In its judgment on the merits the court held inter alia
that the appellant was a willing and active participant in a planned robbery;
that he knew that Kimberley was armed with a pistol;
and that he realised that
there was an inherent risk that he would use it, perhaps with fatal
consequences, should the need arise.
Thus, applying the doctrine of common
purpose,/
8.
purpose, appellant was found guilty of murder.
After conviction the appellant testified
briefly in extenuation. His
evidence aimed at proving
that he was under the influence of Mandrax and
dagga
at the time the offences were committed. The court
on the question
whether extenuating circumstances were
present in the case of appellant
said:
"He was born on 7 February 1962 and was thus 21 years of age at the relevant time. Although the probabilities are that he was in the shop at the time of the shooting we have decided that we should approach the present enquiry on the same basis as we did in the main judgment, namely that he was keeping watch outside and ran away when the police came. We do not think that his role as watchman outside diminishes his moral blameworthiness as compared to that of number 1 who was in
the/
9.
the shop. On a moral basis they both equally participated in the setting of the scene which carried the risk of killing an innocent policeman. He is somewhat younger than number 1 and this we have considered. He gave evidence in mitigation and again lied about his own condition. He was totally unimpressive and unacceptable as a witness. He has obviously exaggerated the extent to which he might have been affected by dagga and mandrax. It is true, as argued by Mr De Kock on his behalf, that there are degrees of immaturity, but in our judgment of number 2 he is an adult with adequate maturity to bear the full moral responsi-bility of his actions. The whole long saga of that early morning shows only too clearly that all the accused had their wits about them. After all this was the third place they visited for the purposes of breaking into and stealing. Much of what I have said in relation to number 1 applies equally to number 2, apart of course from the somewhat different roles they played in the operation. We have
carefully/
10.
carefully considered the totality of the circumstances relating to number 2 and we are unanimously of the opinion that in his case, too, there are no extenuating circumstances."
Before us Mr Laubscher, who appeared for the
appellant, submitted that this conclusion was wrong, and
that the court
ought to have found that the moral blame-
worthiness of the appellant was
reduced, for one or more
of the following reasons:
(i) The appellant was, or might have been, the
watchman in which event he played a "less
associative role".
(ii) The fact that the firearm was not used during
the two abortive attempts at breaking in would,
or could,have led the appellant to believe that
the/
11.
the likelihood of it being used at all had diminished. (iii) Appellant's mental condition was adversely
affected by the dagga and Mandrax he had smoked. (iv) Appellant did not have
the direct or deliberate intention of killing the deceased.
(v) It was the "evil
influence" of Kimberley which caused him to participate in the crime. (vi) The
"relative youthfulness" and immaturity
of the appellant justified the inference
that his complicity in the offence "was not tainted with inherent
vice."
Although it is the cumulative effect of any proved extenuating factors
which is to be assessed, it
is/
12. is in the first place necessary to examine each of the alleged
grounds singly. In doing so one must bear in mind that the court
a quo in
tne strongest terms, and with ample justification, rejected as false the
evi-dence of the appellant given before conviction and
on the question of
extenuation. The evidence of the other two accused was likewise held to be
untruthful. Thus each of the alleged
grounds of extenuation is to be examined in
the light of the dependable evidence of State witnesses and any evidence of the
appellant
which, despite his untruthfulness, can be accepted with assurance.
The trial court found that the evidence proved as a probability that appellant was the third person in the shop but fell short of proving this fact with
certainty./
13.
certainty. It therefore assumed in appellant's favour that he was the watchman. The court never-theless held this not to be an extenuating factor. There is much to be said for the view that the evidence satisfactorily proves that the appellant was the person in the shop. I however find it unnecessary to go into this question. I shall also assume that he may have been the watchman and consider the question of extenuation on that footing. There are indubitably instances when an accused's insistence or election to play a minor part in the commission of an offence would indicate a reluctance on his part to participate, or to participate fully, in the commission of an offence. This is not such a case. I share the view of the court a quo,
expressed/
14. expressed in the quoted passage from the judgment, that
keeping watch is as vital a form of participation as any other on the
facts of
this case. Moreover other evidence, to which I shall refer in due course, shows
that the appellant throughout played a prominent
rather than a subordinate role
and was at all times a willing participant.
The second point argued, as I
understood it, was that, inasmuch as there was no police or other intervention
during the first two
abortive attempts, by the time they reached the Haydn
Street "Superette 711" appellant would have, or might have, concluded that
the
likelihood of Kimberley using the firearm had decreased. For this reason, so it
was submitted, his moral
blameworthiness/
15. blameworthiness was at that stage reduced. I see no
merit in this submission. There is simply no reason for concluding that the
likelihood of the firearm being used would decrease as suggested or why
appellant should have thought so. In his evidence in mitigation
appellant did
not say that he entertained any such illogical thought. The pertinent fact is
that at all times appellant realised
that Kimberly would, if necessary, be as
good as his word and use the firearm should they meet with resistance.
It is common cause, as I have said, that the appellant did smoke dagga mixed with Mandrax at the home of Pietersen before they set out. The only direct
evidence/
16. evidence - such as it is - on how much, when they smoked
and when each of them fell asleep is that of the accomplice van Wyk.
Although
his evidence was found to be substantially truthful, in the nature of things,
since he was also a smoker, his evidence in
this regard cannot be relied upon.
One must rather have regard to the actions of the appellant in deciding whether
this submission
is sound. The following are relevant: Appellant was the one who
woke up van Wyk and perhaps others by saying "Ja, julle slaap op
julle pos."
Appellant, like the others, was quite capable of walking from the first shop to
the Golf Club House and then a further
distance of 3 to 4 kilometres to the
second shop. There at about 4 am they were busy committing
the/
17. the offence when the police arrived. Appellant had the presence
of mind, ability and agility to flee from them. Not long afterwards,
when Sgt
Briers arrested him at about 5:40 am, he was walking normally and according to
this witness there was nothing to indicate
that he was under the influence of
the dagga or Mandrax. His evidence in mitigation was intended to substantiate
the ground of alleged
extenuation. It reads uncon-vincingly and was rejected. In
any event it said no more than that he was "nog aangetas".
Bearing in mind
that he bore the onus of proving not only that he smoked dagga and Mandrax, but
also the extent to which this affected his powers of judgment and
self-restraint, it cannot be said that a
case/ ......
18. case for extenuation on this ground has been made out. It
is also of importance to point out that the decision to break into the
premises
appears to have been taken soon after they arrived at Pietersen's home and
apparently before the smoking was seriously under
way. The appellant therefore
certainly did not discharge the onus of proving that when he was a party to the
decision to commit these
offences his mental condition was anything but
normal.
That the intent of an accused is categorised as dolus eventualis does not, in itself,constitute an extenuating circumstance. It depends on the factsof each case. In the present one the possibility that the pistol may have been used with fatal consequences was
in/
19.
in no way a remote one. Appellant realised that,
as part
of a planned crime of housebreaking and theft,
it was the settled - and
expressed - intention of
Kimberley to shoot to kill if necessary. There
was
throughout a very real prospect of him having to do so.
Appellant,
moreover, knew that Kimberley was a vicious
and dangerous character. In his
statement to Britz
the following question and answer appear:
"Vraag: Het jy geweet hy het 'n vuurwapen op hom toe julle na die plek toe loop om te gaan inbreek? Antw: Ja meneer, hy's mos 'wanted' vir nog 'n moord."
In such circumstances the nature of appellant's intent
(dolus eventualis) cannot serve as a mitigating factor.
In/
20.
In this regard, and generally on other
grounds argued, the
following passage quoted from S v
Mafela and Another 1980(3) S
A 825 (AD) at 828 H to 829 B
is pertinent:
"The argument is that, as the Court found that the appellants had only dolus eventualis in respect of the killing, the planned nature of the robbery is not relevant to the question of extenuating circumstances and that consideration of an aggravating factor such as "callousness" is not appropriate. This, however, disregards the fact that the planning of the robbery necessarily involved consideration of the means by which the deceased was to be over-powered; the use of the knife, and the risks to life involved, must have been with-in the appellants' contemplation. Even in the possible absence of an initial deter- ' mination to kill, there must at least have been the deliberate acceptance of a plan to put the deceased's life at risk.
Moreover,/
21.
Moreover, in the circumstances the matter of 'callousness' is highly material to the appellant's state of mind. It serves to emphasize that, not only in the planning, but also in its execution, there was a deliberate and total disregard of the risk to life involved."
In that decision, the facts of which in many material
respects bear a
marked similarity to those in this case,
the court held that no extenuating
circumstances were
present.
Mr Laubscher rightly conceded that there was
no evidence to support the submission that Kimberley had
influenced or persuaded the appellant to participate.
Appellant himself
did not state this to be the case
either in his statement to Britz or in his
evidence in
mitigation.
The/
22.
The final submission relied upon was that appellant is "youthful" and "immature" and that this should be regarded as extenuation. The facts convincingly controvert this. Though he was just over 21 years of age at the time, he was anything but immature. According to the witness Lionel Wilson, who was described by the court as an "excellent witness", appellant and Kimberley were seen by him at John Pietersen's house a week or two before the offences were committed. Both of them had firearms in their possession tucked into the waistband of their trousers. They loosened their waistbands to smoke the dagga in greater comfort and the firearms were placed next to them. Thus appellant quite openly, if not brazenly, revealed the fact that he was armed.
Other/
23.
Other evidence makes it plain that he was a
regular
associate of Kimberley, who was a hardened criminal.
At the time
he made his statement to Britz he was
conscious of the fact that Kimberley and van Wyk had
not been arrested and
for this reason he initially only
made reference in his statement to accused
No 1, whom
he knew had been arrested. He only mentioned Kimberley's
name when questiónedby Britz and was required to explain
his inadvertent reference to "hulle". This is not the
conduct one would have expected from an immature person
in the unaccustbmed role of a criminal.
In the result it cannot be said that the court a quo misdirected itself in any respect on the question of extenuating circumstances or that it
failed/
24. failed to exercise a proper judicial discretion in reaching
its decision in this regard. The appeal is dismissed.
M E KUMLEBEN, AJA
VILJOEN, JA )
) CONCUR SMALBERGER, JA )