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[1988] ZASCA 68
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S v Jansen (480/87) [1988] ZASCA 68; [1989] 3 All SA 439 (AD) (27 May 1988)
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480/87
IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION)
In the matter between:
HENDRIK JANSEN Appellant
and
THE
STATE Respondent
CORAM: HOEXTER, KUMLEBEN, JJA et NICHOLAS,
AJA
HEARD: 5 May 1988
DELIVERED: 27 May 1988
JUDGMENT NICHOLAS, AJA
On the evening of 30 September 1986, two
girls were walking together along a footpath leading through the veld from
Postmasburg to
the Ou Lokasie. They were Patricia
Seekoei
2 Seekoei, aged 16, anc Mina Piererse, aced 19. On cheir way
they encountered three men. One of them caught hold of Mina. Patricia
ran away,
but stopped briefly under a pepper-tree and listened: she heard Mina scream
once, then there was silence.
Early on the following morning, Patricia
returned to the scene. Mina's body was lying in the veld about 40 metres from
where she had
been seized. She was dead. Her shoes and wrist watch were not on
the body.
On post mortem examination it was ascertained that the cause
of Mina's death was a stab-wound penetrating the right atrium of the heart. A
considerable
quantity of semen was observed in the vagina and the cleft between
the buttocks.
Arising
Arising out of this incident, three men appeared before VAN RHYN
JP and two assessors at a sitting at Post-masburg of the Kalahari
Circuit Lccal
Division. They were Piet Molouly as accused No. 1; Hendrik Jansen as accused No.
2; and Koos van Wyk as accused Ko.
3. They were charged on three counts: (1) the
rape of Mina Pieterse; (2) robbery of her wrist-watch and shoes; and (3) her
murder.
Accused Nos. 1 and 2 pleaded guilty on count (1) and not guilty on the
remaining counts. Accused No. 3 pleaded not guilty on all
three counts. The
result of the trial was that accused Nos. 1 and 2 were convicted on the rape
charge, but acquitted, "weens gebrek
aan getuienis", on counts (2) and (3).
Accused Mo. 3 was acquitted on all counts.
In
4 In passing sencence, VAN RHYN JP deait wich ac-cused Nos. 1 and 2
on the basis of the evidence which each of them had given, "want
daar is nie
ander getuienis nie". He sentenced accused No. 1 to imprisonment for 10 years;
No. 2 he sentenced to death. The learned
Judge refused an application on behalf
of No. 2 for leave to appeal against the death sentence, but the matter is now
before this
Court in consequence of leave granted upon a petition to the Chief
Justice.
It is clearly established that in an appeal against a discretionary
death sentence, this Court will not interfere and alter the sentence
of the
trial judge unless it appears chac che discretion encrusced to hin was not
exercised in a
proper
5 proper or reasonable manner. But where there has been a
misdirection on the part of the trial court (that is, "an error committed
by the
Court in determining or applying the Eacts for assessing the appropriate
sentence"), and it is "of such a nature, degree,
or seriousness that it shows,
directly or inferentially, that the Court did not exercise its discretion at all
or exercised it improperly
or unreason-ably", this Court is entitled to
inrerrere, and to consider the sentence afresh. (S v Pillay, 1977 (4) SA
531 (A) per TROLLIP JA at 535 E-F.)
The accounts given by accused No. 1 and the ap-pellant were substantially the same. During the day of 30 Sepcember 1986 they met up wich a man named Kerneels Louters
ar
6 at the Postmasburg Hotel off-consumpticn licuor store. There they
bought a 2-liter container of "Gold Cup suurwyn" which they consumed.
During the
rest of the day, they later bought, and consumed, a great deal more of this
wine. In the evening they went to the location,
where the appellant delivered
sugar at his father's house. They returned to Postmasburg at about 8 p.m.
Accused No. 3 (Koos van Wyk)
was not with them. On their way they encountered
the deceased and another girl coming from Postmasburg. Kerneels Louter tripped
the
de-ceased. She struggled. He dragged her some distance and threw her to the
ground, and had intercourse with her. The appellant then
had intercourse with
her, and he was followed by No. 1. After getting up from the deceased, the two
ac-
cused
7
cused Eound that there was blood on their clothes.
Before
this, they said, neither of them had any knowledge that
the
deceased had been injured. Kerneels Louters left the scene.
The
appellant picked up the deceased. She was limp, and
they found that she was
dead. They left her there, lying in
the veld, and went off to visit a
friend.
Questioned in regard to the effect on him of the
liquor he had consumed, the appellant said:
"Ek het 'n goeie klompie drank gedrink maar ek was nie so dat ek nie weet wat aangaan nie ... Ek het nog geweet wat gaan aan ... (Ek) kon nog gemeenskap hou."
Asked in cross-examination whether he was not worried after
he had raped
the girl, he said:
"Nee
8
"Nee, ek was nie eintlik bekcmmerd daaroor, hoekom, ek was dronk gewees, daarom was ek nie bekommerd nie, ek was bekommerá die anderdag-more gewees."
It was contended on behalf of the appellant
that the learned trial Judge misdirected himself in two main re-spects: he
placed excessive
emphasis on the appellant's criminal background; and he did not
pay sufficient attention to the role played by liquor.
In order to provide
perspective, a brief reference may be made to the way in which the death
sentence for rape has been applied in
the Cape, in Nacal and subsequencly in the
Union and the Republic over the last 100 years.
In 1882, DE VILLIERS CJ observed in Queen v Nonosi
l Buch
n
l Buch AC 154 at 155:
"By the law of this counzry a person committing rape is liable to be sentenced to death; but very few judges would now sentence a man to death f or rape, except under exceptional circumstances of such great atrocity as almost to leave no option."
Information regarding the later history
was provided by the
researches of Professor Ellison Kahn, which were
published
in two articles (Crime and Punishment 1910-1960, 1960
Acta
Juridica 191, and The Death Penaity in South
Africa, (1970,
33 THRHR 108), from which I have drawn most of what is
contained in the
two paragraphs which follow.
The death sentence was not regarded as compulsory
in the British colonies in South Africa, but it was made com-
pulsory by statute in Natal betweer. 1887 and 1899. The
law
10 law had to be altered, however, because it was iound chac juries
were reluctant to convict, and when they did, the sentence was
almost always
commuted.
According toa note in (1891) 8 Cape Law Journal 232, the last
sentence of death in the Cape other than for murder was for rape "rather
more
than 20 years ago". In 1897 the Cape Law Journal stated that "dearh sentences
are now passed only in cases of murder". It was
said in the South African Law
Journal of 1909 that capital punishment for rape "is so rare as to be
practically negligible". The
Commission into Sexual Assaults on Women in 1913,
under the chairmanship of Melius de Villiers, former Chief Justice of the Orange
Free State, nevertheless recommended that the courts be left with
the
I
11
the discretionary power to impose capitai punishment
for l
rape. When the legislature passed zhe Criminal Procedure and Evidence
Act in 1917, it gave statatory recognition to the principle
that the death
sentence f or rape was competent but not compulsory (see sec. 338 of Act No. 31
of 1917.) (This position has been
maintained in subsequent Criminal Procedure
Acts, including the most recent - see s. 277(1)(b) of Act No. 51 of 1977.) Since
1913
there has been no of-ficial consideration of the question whether the death
sen-tence for rape should be retained. The Lansdown Penal
and Prison Reform
Commission, 1947, did not mention the matter. (It may be added that capital
punishmenr was not within the terms
of reference of the Viljoen Commission on
Penal Reform,
the
12 the report of which was published in 1976.) The daca
in-dicate that capital punishment for rape was virtizally non-existent between
1926 and 1942, but that there was a re-surgence after 1942.
It does not
appear that until 1972 the Appellate Division gave any indication as to the
circumstances in which a trial court should
impose the death sentence ln cases
of rape and other cases where a discretionary death sentence was competent.
Indeed, in R v Ramanka, 1949 (1) SA 417 (A) CENTLIVRES, JA referred at
420 to the fact that by s. 338 of Act 31 of 1917 sentence of death for rape was
a competent sentence,
and said:
"The Legislature therefore intended that the coach
penalty
13
penalty should, in appropriate circumstances, be imposed for the crime of rape. What these cir-cumstances are is left to the discretion of the
trial oourt."
In R v S, 1958 (3) SA 102 (A), again, FAGAN CJ said at 104
thar in
so far as the matter was one of discretion, rules
that bind the trial court
or might be construed as fettering
its discretion would be out of place. He
added,
"Trial judges have to bear in mind that the re-sponsibility for determining the punishment lies squarely on their shoulders, and that their de-cisions in this regard are not subject to review by this Court except within the limited compass that I have indicated ..."
that is to say, where the judge
"... has misdirected himself in the law or on the facts, or has exercised his discretion capriciously or on a wrong principle or so unreasonably as to
induce
14
induce a sense of shock."
In S v K en 'n Ander, 1972(2)898(A),however, this
Court did give an
indication of the type of case in which
a death sentence for rape was
appropriate. WESSELS JA said
at 902 A-D:
"Na my mening is dit van die bepalings van art. 330(1) van die Strafproseswet, 56 van 1955, af te lei dat die Wetgewer beoog het dat die dood-vonnis in uiterste gevalle 'n gepaste straf sou wees. vir sover my kennis strek, is dit ook gevestigde praktyk dat die doodvonnis slegs in uiterste gevalle opgelê word, d.w.s., in gevalle waar dit by oorweging blyk dat selfs 'n lang tyd-perk van gevangenisstraf in die betrokke om-standighede nie gepaste straf sou wees nie."
Continuing, the learned Judge of Appeal said that it did
not appear from the judgment of the trial court chat the
question of sentence had been approached in this way, or
thac
15
that the trial judge had given any consideration to
the
question whether a sentence of imprisonment would, in all
the
circumstances, have been a sufficienr punishment. It
was held that the
imposition of the extreme punishment in
that case was so inappropriate that the appeal court was
entitled and
obliged to interfere.
The expression "uiterste geval" has sometimes
been misunderstood. It is not to be understood literally,
"want as 'n Verhoorregter die doodvonnis slegs in 'n letterlik, of werklik, uiterste geval kan oplê, sal hy waarskynlik altyd moet besluit dat die doodvonnis nie 'n gepaste vonnis sal wees nie, want hy sal hom waarskynlik altyd 'n erger geval kan voorstel as die een wat voor hom dien. 'n Verhoorregter se diskresie kan nie op so 'n wyse aan bande gelê word nie ..."
per RABIE CJ in S v Tshomi en 'n Ander 1983 (3) SA 662 (A)
at
16
at 666. The learned Chief Justice continued:
"Die stelling dat die doodstraf net in uiterste gevalle opgelê kan word, hou dus, in 'n geval soos die onderhawige, niks meer in nie as dat 'n Ver-hoorregter nie die doodstraf moet oplê nie tensy hy van oordeel' 'is dat die misdaad van so n ernstige aard is dat die doodstraf die gepaste straf sal wees. Hiermee word niks nuuts gesê nie want dit is bekende reg dat die Verhoorregter, wie se taak dit is om te besluit oor wat 'n gepaste straf sal wees, in die lig van die ernstigheid van die misdaad wat gepleeg is en al die ander feite van die betrokke geval moet besluit wat 'n gepaste straf sal wees."
WESSELS JA himself had defined what was meant by "uiterste
gevalle" in not
dissimilar terms, namely, "gevalle waar dit
by oorweging blyk dat selfs 'n
lang tydperk van gevangenis-
straf in die betrokke omstandighede nie 'n gepaste straf sou
wees nie".
The principle has not been doubted that capital
punishmenc
17
punishment for race should only be imposed in cases
in
which it is imperatively called for. In the eloquent
words of HOLMES
JA, "Sentence to the gallows is the incom-
parable utter extreme of
punishment" (in S v V, 1972 (3) SA
611 (A) at 614), and
"...the trial Judge has a discretion, to be exer-cised judicially on a consideration of all relevant facts including the criminal record of the accused, to decide whether it would be appropriate to take the drastically extreme step of ordering him to forfeit his life; or whether some alternative, short of this incomparable utter extreme, would sufficiently satisfy the decerrent, punitive and reformative aspects of sentence. The possibility of such an alternative should be considered by the trial Judge, in view of the words 'the Court may impose any sentence other than the death sentence' in the proviso to s 330(1) of the Code. And it should be weighed wich the most anxious deliberation for it is, literally, a matter of life and death."
(in
18 (in S v Lersolo, 1970 (3) SA 476 (A) at 476-477.)
In considering
whether zhe case is one proper f or the imposition oc capital punishmenr, the
trial judge should, as indicated in Letsolo, have regard to the main
purposes of punishment, namely, detsrrence and prevention, retribution and
reformation.
In the nature of things, any possibility of re-formation is
excluded by capital punishment.
In regard to retribution, it is a remark of HOLMES
JA which is apposite once more. In S v Mathee, 1971 (3) SA
796 (A)
at 771 D, he said that the evil of the accused's
deed may be
" ... so shocking, so elamant for extreme retri-
bution
19
bution, that society would demand his destruction as the only expiation for his wrongdoing."
Generally speaking, however, retribution has tended to yield
ground to the
aspects of correction and prevention, and it
is deterrence (including
prevention, which has been described
as the "essential", "all important",
"paramount" and "uni-
versally admitted" object of punishment. See S v
B, 1985
(2) SA120(A) at 124.
In cases of rape "the law operates to protect
women against outrage" (S
v V, 1972 (3) 611 (A) at 614 G) -
to protect the public, and particularly
females, from the
possibility of the accused repeating the offence. So,
in
R v Roberts, 1957(4) SA 265 (A), the accused had been con-
victed of a sex murder. The jury had found extenuating
circumstancss
20
circumstances, bur VAN MYK J imposed the death
sentence,
giving the following reasons for doing so (see p. 269 of
the
report):
"The accused suffers from strong sexual urges and, under the influence of liquor, experiences a desire to rape and do violence to women. It is this criminal tendency that makes him the dangerous killer that he is.
I have given careful consideration to the ex-tenuating circumstances found by the jury, as well as to what Mr. Gorcon has said, but I must do my duty as I see it. My duty is to protect the public against the accused and orher would-be killers. The accused belongs to a class of person whose conscience is gravely impaired. They are deterred only by fear of detection and punishment. I believe the fear of the death sentence is still the strongest single dererring factor with this type of person. I have a strong feeling that if the accused were ever to be set free again this desire to rape and to co violence to women when under the influence of liquor may well manifest
itself
21
itself again. As I see it, anybody who should give the accused his liberty again will be risking somebody else's life. The accused com-mitted a horrible murder, a typical sex murder, and may strike again if given the opportunity."
It was held on appeal (see p. 272 A-B) that the trial judge
acted upon no
wrong principle, he brought an unbiassed judg-
ment to bear on the question
of sentence, and he exercised
his discretion judicially.
Among consideration which might well weigh with a
trial judge in considering whether to impose the death sen-
tence for
rape, are the following: evidence which tends to
show that the accused has an
ungovernable sex drive, or a
propensity, from whatever cause, to commit violent sexual
crimes against women, or the fact that the accused has,
despite
22
despite previous sentences, not been decerred from again
com-
mitting rape.
Against this background, I now return to the
facts of the present
case.
The crime committed by the appellant and No. 1 is
such as to fill one with revulsion. They stood by passively
as Kerneels
Louters set upon the 19-year old girl who was
innocently walking along the footpath with her 16-year old
friend. They saw him throw her to the ground, drag her
away, and rape her. Pirst the appellant, and after him No.
1, then had intercourse with her, as she lay helpless on the
ground, probably on the verge of death, because, although
they said that they were not aware of it, she must already
have been mortally injured.
VAN RHYN
23
VAN RHYN JP said that he did not place it to
the account of
the accused that someone killed her. He
did, however, take into account
against both of them that
rape, which is always a very serious offence, is
much more
serious when it is committed by more than one assailant.
It is apparent from the judgment that the learned
Judge did not impose the death sentence on the appellant as
retribution
for the atrocity of his crime; it was his crimi-
nal record which operated
decisively on VAN RHYN JP's mind.
He said as much during the argument on
sentence:
"(Ek) sou nie die doodstraf oorweeg het as dit nie was dat hy sulke ernstige veroordelings het nie."
And that appears also from the sencence of 10 years' im-
prisonment
24 prisonment which he imposed on No. I whose crime was not
less serious than that committed by bhe appellant. The only possible basis
of
distinction between them was their comparative ages and their respective
criminal records.
VAN RHYN JP considered No. 1 to be 21 years old at the date
of the commission of the offence, and the appel-lant was then aged 26
years. I
do not think that this was or could be a basis for distinguishing between them.
No. 1 was no immature innocent: he had had
9 years experience of conflict with
the law and had suffered imprisonment.
No. l's substantial criminal record was described
as follows in the judgment:
"In 1977 toe was jy nog sommer 'n kind, toe breek jy in en jy steel en jy kry 6 houe.
In
25
In 1978 toe breek jy weer in. Toe word jy onder
toesig van 'n proefbeampte geplaas.
1980, dit is twee jaar later, kry jy jou eerste
tronkstraf van 4 maande, toe moes jy nog bitter
jonk gewees het. Maar jy kry toe al 4 maande
tronkstraf vir aanranding met die opset om ernstig
te beseer
en jy gebruik 'n mes. Toe is dit nou die
eerste keer wat jy 'n persoon aanval.
In 1980 kry jy 12 maande gevangenisstraf waarvan
6 maande opgeskort is, weer omdat jy iemand met
'n mes aangerand het.
In 1981 toe kry jy 6 maande vir gewone aanranding,
jy het iemand met 'n vuis geslaan.
In 1982 kry jy 6 maande gevangenisstraf omdat jy
'n ander man se goed opsetlik beskadig het. Dit
was 'n ruit van 'n voertuig wat R350 werd is.
In 1983 kry jy 12 maande vir diefstal.
In 1986 kry jy 16 maande, waarvan 9 maande opge-
skort is vir diefstal van whisky.
Nie lank uit die tronk uit nie, toe verkrag jy
hierdie vrou, die dogter van 19 jaar oud ver-
krag jy haar."
The appellant's criminal record was certainly
more serious, as appears
from the extract from his form
SAP 69
29
The appellant was arrested on the charges on which he stood
trial in the Circuit Court only two weeks after his release from prison
on 15
September 1986. On 12 January 1987, he was again convicted, this time on a
charge of as-sault with intent to commit sodomy,
perpetrated during the time he
was in custody awaiting trial.
In considering the appellant's criminal
record, VAN RHYN JP placed particular emphasis on his previous con-victions for
rape and sodomy,
and his subsequent conviction for assault with intent to commit
sodomy. But he also gave detailed consideration to his numerous other
convictions, committed during the period between 1974 and June 1983, for
offences of common assault, assault with intent to do grievous
bodily
30 bodily harm, housebreaking with intent to steal and theft, and
theft.
In regard to the convictions concerned with sodomy, the learned judge
stressed that these were sexual offences. I do not think that
that was in itself
relevant to the impo-sition of the death sentence in this case. The commission
of such offences does not indicate
a propensity to commit sexual offences
against females. VAN RHYN JP himself as-sumed that the sodomy offence in April
1984 was committed
by consenting parties, and I do not think that there is any
basis for considering that the assault with intent to commit sodomy committed
in
January 1987 was akin to an attempted homosexual "rape". As was pointed out in
S v Jack, 1982
(4)
31
(4) SA736 (A) at 742E-G, where a court, in imposing
sentence,
takes into account an accused's previous convictions as
an
aggravating factor, it must guard against drawing inferences
which are
not supported by the factual data on the form SAP 69.
In the light of the appellant's record generally,
the learned Judge
said,
"Van die beskuldigde se moontlike rehabilitasie met lang gevangenisstraf kan daar eintlik geen ernstige sprake wees nie ..."
So far as concerns his proclivity for committing assaults,
house-breakings and thefts, I entirely agree. It seems
clear that for the protection of the public, his criminal
propensities required that he be removed from the society.
But the question was whether he should be removed from
society
32
society by the imposition of the death sentence, and I do not think
that the possibility or even probability that the appellant will
commit theft or
housebreaking was a factor to be taken into account in considering that
question. (Cf. S v B, 1981 (4) SA 851 (A) at 857 A.) Nor does the
accused's history of convictions for assaults evidence a tendency to commit
sexual assaults on females.
VAN RHYN JP emphasized that the accused was
un-conditionally released from prison on 15 September 1986, and that he raped
Mina Pieterse
about two weeks later. The fact that an accused has not been
deterred by his previous punishment for rape from committing the offence
again
may aggravate the subsequer.t offence. (Cf. R v Zonele and
Others
33 Others, 1959 (3) SA 319 (A) at 330). But the
force of that consideration in the present case was greatly reduced in the light
of an analysis of his convictions.
He was convicted of rape on 19 June 1980,
at a time when he was already serving sentences of 6 months' and 3 years'
imprisonment imposed
on 6 and 18 February 1980 re-spectively, and it was ordered
that the sentence of 5 years for rape should run concurrently with any
sentence
he was already serving. In effect therefore he was called upon to serve an
additional 2 years for the rape. On 10 November
1982 (three years before his
sentence would have been com-pleted in the ordinary course) he was
unconditionally re-leased. He was
sentenced to 5 years' imprisonment for
housebreaking
34
housebreaking with intent to steal and theft on 16 June 1983,
and
was unconditionally released on 15 September 1986. In
the result, it is
unlikely that the 1980 sentence for rape
was in September 1986 operating on
his mind as much of a
deterrent.
Moreover, the learned Judge did not give suffi-
cient weight to the effect upon the appellant
of the liquor
he had consumed. He said in his judgment:
"Ek neem in aanmerking dat hulle gedrink het. Ek neem dit baie duidelik in aanmerking. Maar jy het alles geweet wat jy doen. Jy het vir ons hier vertel wat jy gedoen het. Jy het vir ons vertel wat gebeur het. Daardie drank het jou nie veel aangetas nie."
It was not enough that the appellant was not so drunk as not
to know what he was doing, or as to affect his ability to cell
the
35
the court what he did. What the learned Judge should have considered was the
probable effects of the large quantity of wine which
the appellant had consumed,
such as loss of self-control and reduced inhibitions.
In my opinion, the
learned Judge misdirected himself in the respects I have indicated. Those
misdirec-tions were such that he did
not properly exercise his dis-cretion.
Consequently, this Court is free to consider afresh the question of an
appropriate sentence.
In my opinion, the case is not one which calls for the
imposition of the ultimate penalty, and an appropriate sentence would be one
of
15 years' imprisonment.
H.C. NICHOLAS, AJA
35
the court what he did. What the learned Judge should have considered was the
probable effects of the large quantity of wine which
the appellant had consumed,
such as loss of self-control and reduced inhibitions.
In my opinion, the
learned Judge misdirected himself in the respects I have indicated. Those
misdirec-tions were such that he did
not properly exercise his dis-cretion.
Consequently, this Court is free to consider afresh the question of an
appropriate sentence.
In my view the case is not one which calls for the
imposition of the ultimate penalty, and an appropriate sentence would be one of
25 years' imprisonment.
H.C. NICHOLAS, AJA