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[1989] ZASCA 142
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S v Smith (207/88) [1989] ZASCA 142 (17 November 1989)
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IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION)
In the matter between:
HEATHER SMITH APPELLANT
and
THE STATE . RESPONDENT
CORAM : HEFER, KUMLEBEN JJA et FRIEDMAN AJA
HEARD : 7
NOVEMBER 1989 DELIVERED : 17 NOVEMBER 1989
JUDGEMENT
KUMLEBEN JA/...
1.
KUMLEBEN JA
The appellant was charged in the Witwatersrand Local Division of the Supreme Court with the murder of Martin William Cornish. The court (Vermooten AJ) found her guilty as charged, though with extenuating circumstances, and sentenced her to six years' imprisonment. The appellant now appeals, with leave of the court a quo, against the conviction and sentence.
It was common cause that on 22 May 1987 the
appellant fired three shots from a revolver, one of which penetrated the chest of the deceased in the region of his left armpit and proved fatal.
At the trial appellant pleaded not guilty. Her defence, as set out in her statement in terms of
2/...
2. sec 115 of the Criminal Procedure Act, No 51 of 1977,
was that at the time the shots were fired she was "under extreme emotional distress" resulting in "a state of criminal incapacity".
There were few, if any, material facts in dispute (as opposed to the inferences to be drawn from them). The appellant recounted the history of her association with the deceased from the time they first met until his death. His wife and his sister, Mrs van der Merwe, who were called as witnesses for the State, described the shooting itself. A mutual friend of the appellant and the deceased, Mr Theron, also a State witness, told of certain remarks passed by the appellant before the fateful incident.
In this case, for the purpose of deciding on
the correctness of the conviction and for a proper
3/...
3. consideration of the sentence imposed, it is necessary to refer in some detail to the evidence of the appellant. (In the course of the narrative I shall interpose some comment and some evidence of the other three witnesses to whom I have referred.)
The appellant and the deceased first met in June 1986. She was at the time a 19-year-old student at the University of the Witwatersrand. She had passed the first year course for a Diploma in Education and was midway through her second year. He was more than twice her age, 39 years old, and a block man at a butchery. He was married and had a young daughter. He had one child of a previous marriage and two as a result of an extra-marital relationship.
Initially she resisted his advances but soon
became attracted to him. She visited him daily at the
4/...
4. butchery after her lectures. In due course she gave up her
studies since, as she put it, she was totally in love with him. Her
parents were
unaware of the relationship until the deceased's wife came to their home and
confronted them with the situation. On
this occasion the deceased, in the
presence of his wife, said that he loved the appellant dearly and wished to
divorce his wife in
order to marry her.
In October 1986 he left his wife and came to
stay at the appellant's home. (She had threatened to
leave home if her parents did not consent to this.)
They spent a weekend
on the South Coast of Natal
together. He expressed his love for her and said
that
he wanted her to bear him a child. Notwithstanding all
this, on their
return to Johannesburg he said that he
was going to see his daughter. For
this reason, or on
this pretext, he returned to his wife. By Wednesday of
5/...
5. that week he was again in touch with the appellant, saying that
he loved her and had returned to his wife only to be with the child.
A week
later, on his return from a short holiday with his wife, he promptly arranged to
see the appellant. At that stage the appellant
was concerned about their
relationship and sought counselling from a pastor of the Rhema Church. She was
reluctant to renew the relationship
because she had promised both his wife and
her parents that she would not continue to see him. He, however, was persistent
and professed
his deep love for her. Her state of mind at that stage is best
described in her own words: "I thought it in the best interests of
all of us
that I should not (see him again), but my heart did otherwise. I could not, I
loved him so much I just went back to him."
In January 1987 he told the appellant that he
6/...
6. and his wife were going to consult an attorney to obtain a
divorce. He moved out of their flat and went to live in a caravan. There
the
appellant visited him daily, often staying with him until the early hours of the
morning, and cared for him by cooking for him
and tending his daily needs.
On Friday, 13th January 1987, he did not turn up at the caravan. The appellant suspected that "it
was the same old story" - as indeed it was. He had
gone back to the flat and, when the appellant went
there, she found him drinking wine with his wife and
another couple. She was very upset. His wife told her
that they had become
reconciled and that she must stay
out of their lives. Though distraught, she
agreed to
this. (Incidentally, the deceased had broken a promise
to her that he would not return to his wife without
first telling the
appellant.) Nothing daunted, within a
7/...
7.
short time he again telephoned the appellant and
falsely
explained that he had gone to the f lat to
discuss the divorce with his wife.
They, the appellant
and the deceased, continued seeing each
other,
expressing their mutual love and planning a future
together.
In March 1987 he again left his wife and went
to live at the caravan park to demonstrate, as he said,
his love f or the
appellant. At this stage she was
mentally and physically worn out by his
conduct and
vacillation but she was still in love with him.
During this
stay at the caravan she maintained him by
paying for his food and other
expenses, which included
some form of drugs he was taking at the time.
(According to Theron, at about this time on a Saturday
morning the three
of them (Theron, the deceased and the
appellant) were at Theron's place of business where the
8/...
8. deceased was working. His wife unexpectedly arrived. He and his
wif e went out onto the pavement and an argument between them ensued.
The
appellant remained with Theron in his office. She was obviously put out by the
arrival of his wife and the fact that she was
trying to persuade him to return
to her. The appellant remarked to Theron that if she could not have him, nobody
would.)
The 18th of March was the deceased' s 40th birthday, which he celebrated with
the appellant. He
nevertheless, according to what the appellant was
told,
telephoned his wife and falsely said that he had spent
a lonely
birthday and was missing her. The appellant
was very distressed at this
duplicity but still did not
see her way clear to severing their
relationship.
During that month he took her to Durban for a weekend
and,
as previously, on his return went back to his
9/...
9. wife. Before the end of that month the deceased's wife, in his
presence, yet again told the appellant that they had become reconciled
and that
she should leave him alone. She agreed, on the strength of which the deceased's
wife drove the appellant to her parent's
home and the deceased packed up at the
caravan park and returned to the flat. But, in the words of the appellant, "by
then it was
too far gone, we were, I was totally in love, I was engrossed in
him, he was my
whole world."
In April 1987 the deceased's brother died.
He telephoned the appellant at her work, affirmed his
love for her and expressed the need to be consoled by
her. She once again weakened and agreed to see him.
In May 1987 she went with him to the Eastern Transvaal.
They left on a Thursday or Friday and returned only on
the Monday. Her failure to be at work on that day, and
10/...
10. the poor guality of her work arising from her problems with the
deceased, caused her to be dismissed from her employment.
Things came to a head. On Thursday 21 May 1987 she had made arrangements to meet the deceased at his place of employment that afternoon. Once again he stood her up. When he did not arrive, she suspected that he was
still with his wife as he had told her that he was
going to see her about the divorce and would then come
to her to keep their appointment. She thought that
they had again become
"reconciled". She expressed her
concern to Mr Theron, whom she knew well and
trusted.
(Theron said that they discussed the deceased's fickle
and dishonest
behaviour towards her and that the
appellant told him that on one of the
occasions when he
had let her down she had a gun in her handbag and, had
she had the "guts", she would have shot him.) He did,.
11/...
11.
in fact, arrive later that evening.
The next morning, Friday 22 May 1987, they arranged to go to the home of Mrs
van der Merwe for lunch. As they arrived in the deceased's
car, his wife
unexpectedly pulled up in hers. She told the appellant that they were reconciled
and, using abusive language, said
that the appellant must stay out of their
lives.
The appellant was taken aback ("flabbergasted") and did
not reply. Mrs van der Merwe persuaded them to go into
the house to discuss the matter. In the kitchen the
deceased's wife repeated the assertion that they had
come together again.
No doubt to confirm it, the
deceased and his wife kissed and embraced.
With
that the appellant asked the deceased to drive her
back to her car.
(At this stage she clearly
wanted to leave and, had the deceased
complied
with her reasonable reguest, what happened
12/...
12. that day would have been averted.) Instead, the deceased left
the house with his wife. The appellant asked Mrs van der Merwe to
call the
deceased back as she wanted to find out from him whether he had genuinely
returned to his wife and why he had not told her
of his change of attitude
since, as f ar as she knew, he was_ in the process of obtaining a divorce. Mrs
van der Merwe returned to
the house to say that he
refused to cqme. and speak to her. In fact, she bore a
message from his
wife saying that, if the appellant
did not come promptly, she would have to
walk back to
her car. / She then left the house only to see the
deceased
and his wife again in an embrace. She could
not believe whát she saw
and felt humiliated. She has
no recollection of how she reacted but remembers "two
loud bangs". (According to deceased's wife, they had
just separated from their embrace when the three shots
were fired. The deceased turned and ran. The
13/...
13. appellant was heard to say "I will kill him and go to jail for
him." She saw her put the revolver in her handbag, take the keys
of his car,
whích she had on her, and drive off. The deceased ran across the road
into a garage where he was found dead. Nrs
van der Merwe explains that, as she
came out of the house, she
saw the shots being fired and the deceased run
away.
When she told the appellant to put the gun away, her
reply was: "Go
and fetch him, I will shoot him, I will
go to jail, I do not care".)
At some stage shortly after she had driveh
off, she realised that she had fired shots with the
revolver. She returned
to the scene to be told by Mrs
van der Merwe that the deceased was dead or
bleeding,
she cannot remember which. She was shocked and drove
to the home of her sister in Durban. On arrival, she
was told that the
deceased had died. She gave herself
14/...
14. up to the police.
The revolver belonged to her mother'and was regularly lent to the appellant for her own protection. There is no suggestion that she had placed it in her handbag that morning for any other reason. This was the first and only occasion that she had ever fired it or any other fire-arm.
Thus these facts tell the lamentable story of
a young woman becoming increasingly infatuated and
beguiled by a much
older man of lower education and
social standing. She was in fact in thrall to him. He
was unable, or
unwilling, to make a choice between his
wife and the appellant, causing deep
distress to both
of them. The appellant realised that he was dishonest,
indecisive and unreliable but lacked the strength of
will to terminate the
association. The attraction was,
15/...
15. in more senses than one, fatal.
The question on the merits is whether the above facts warranted the conviction.
On this issue the defence called a clinical psychologist, Mr Redelinghuys, as
a witness. He put forward three propositions which bear
upon, or purported to
relate to, the question of liability.-
Two were first stated in his clinical
report compiled before the trial, the third was raised by him for the first time
towards the
end of his evidence-in-chief.
They were the following:
First, that in all probability she did not plan the killing. This is plainly so: it was no part of the State case that it was premeditatéd.
16/...
16. Second, that in firing the shots it was not her intention to
kill the deceased: "dat dit ook nie haar motief was om haar vriend
te dood nie".
If by this it was intended to imply that she acted deliberately in aiming at the
deceased but had some other intention
in mind, this proposition is untenable.
The only reasonable inference to be drawn from the fact that three shots were
fired at him
is that she intended killing him. If, on the other hand, it was
intended to presage his evidence in court in support of his third
proposition,
it could not have been more obscurely stated.
The third proposition, though váriously
expressed in his evidence, amounted to this: As a
result an "emotional storm" arising from humiliation
and frustration, the appellant acted involuntarily or
without intent or, if conscious of her conduct, was
17/...
17.
unable to distinguish between right and wrong.
Her
emotions, as he put it at one point, "het haar
bewussyn oorspoel."
This conclusion, if correct, would
one may assume - support the defence raised, but it
was in no way
substantiated by the evidence and the
reasons for his opinion are
unconvincing. This
defence counsel, Mr Witz, readily, and
wisely,
conceded in argument before us. He placed no reliance
on this
evidence and no more need therefore be said
about it.
The State, after the close of the defence
case, called, with leave of the court, a psychiatrist,
Dr Berman, in
rebuttal of the evidence of Mr
Redelinghuys and to give his views on
the
appellant's criminal responsibility (also termed
"criminal capacity" and in Afrikaans,
"toerekeningsvatbaarheid").
18/...
18. It was common cause that the appellant suffered from no mental
illness or mental defect at the relevant time or ever. Lack of
criminal
capacity, if it existed, is thus to be attributed to some non-pathelogical
cause. As this court has recently said in S v Laubscher 1988(1) S.A. 163
(A) 167 F - G:
"Afgesien van statutêre ontoerekeningsvatbaarheid kan 'n mens ook nie-patologiese ontoerekenings-vatbaarheid van 'n tydelike aard ten tyde van die pleeg ván die misdaad kry wat aan h nie-patologiese toestand, dws nie aan 'n geestesonge-steldheid of geestesgebrek in die vorm van 'n patologiese versteuring van sy geestesvermoëns toe te skryf is nie, te wyte sodat hy nie die onderskeidingsvermoê 6f die weerstandskrag (wils-beheervermoë) gehad het nie. Vir doeleindes van hierdie appel is dit nie nodig om die vorme wat 'n nie-patologiese toestand kan aanneem, te omskryf nie."
I assume for present purposes that what was
described as an "emotional storm" or "emotional
flooding of the mind" can
result in loss of criminal
capacity,that is, that such an emotional
disturbance
19/...
19. could result in a person being, in the words of sec 78 of the
Criminal Procedure Act incapable of appreciating the wrongfulness of his act or
of acting in accordance with an appreciation of such. However, on this
assumption,
in my view the court a quo córrectly held that
criminal responsibility on the part of the appellant was proved, and correctly
relied mainly on the evidence
of Dr Berman in reaching this conclusion.
Dr Berman was at the time the principal
psychiatrist at Sterkfontein Mental Hospital and had
since 1979 been involved in numerous court cases of
this nature. He has a wealth of experience in the
field of mental illness
and instability. He advanced
a number of persuasive reasons for his opinion
that
the appellant was criminally responsible. It suffices
to refer to the main ones.
20/...
20. Her comments before the occurence were rightly taken into
account. I refer to her statement that if she could not have the deceased
nobody
would, and, on the day before the shooting, that she had previously contemplated
dispatching him in the very manner in which
she subsequently did. In
the
circumstances it is reasonable to infer that such actions were
contemplated by her at times when she was
frustrated and distraught at his
behaviour. Dr Berman pointed out that the shooting involved unzipping her
handbag, aiming the revolver
at him and firing the
three shots, one of which
found its mark. These were
deliberate acts and, according to Dr Berman,
could
not have been executed in a state of automatism or
unconsciousness,
particularly since she had never
before used a fire-arm. Though she was
obviously under
great emotional stress, Dr Berman also considered
that
there were no grounds for concluding that she was
21/...
21. unable to appreciate the wrongfulness of her conduct or to
exercise self-control. These views are confirmed by what took place
after the
shooting. According to the two eye-witnesses, she appeared calm. After the
shooting she did not realise that the deceased
had been injured. Her instruction
to Mrs van der Merwe at that stage to "gp and fetch him etc." indicates
determination and persistence
on her part to carry out I a settled intention. In
the light of this evidence it cannot be said that at the critical time the
appellant
was bereft of her senses or was not on any other ground criminally
responsible for her actions.
Having said this, it is nevertheless clear
that her shooting of the deceased was the final result
of a prolonged
period of sustained and mounting mental
strain, of which the deceased was the cause. Whether
22/...
22.
it was the result of anger, frustration or
humiliation, or
more than one of these emotions, is
immaterial. What is plain is that they must have
substantially reduced her power of restraint and self-
control. This fact,
though highly relevant to the
guestion of sentence, cannot affect her
criminal
liability. The conviction of murder was, in my view,
fully
justified.
Dr Berman, as I have said, gave evidence
after the defence case had closed. When counsel for
the State sought leave
to call him in rebuttal, the
applicatipn was opposed. The court in the
exercise of
its discretion allowed him to give evidence. Mr
Witz
submitted that this ruling was irregular and
amounted to a
misdirection. This argument has no
substance. The sec 115 statement, to which 1 have
referred, gave no
indication of the nature of the
evidence which would be led in support of
this
23/...
23.
defence. The fact that Mr Redelinghuys was to
give
evidence was made known to State counsel, and a copy
of his report
furnished, at the earliest on the day
before he was called as a witness.
Moreover, it must
be borne in mind that a proper assessment of
the
appellant's mental státe and criminal capacity could
properly
be made only after the appellant had given
her evidence. Any conclusions
reached by Dr Berman
before such stage would in the nature of things have
been provisional and it would therefore in any event
have been necessary to recall him after her evidence.
After conviction two witnesses were called
on the question of sentence. Brigadier Lesley
Whitehead, the head of the
Security Division of the
Soweto City Council, was her employer at the time
he
testified. He said that, as his private secretary,
she was trustworthy and proficient. Her father,
24/...
24.
that before she met the deceased, the appellant was a responsible and caring daughter. He and his wife were totally opposed to their relationship but were unable to persuade their daughter to put an end to it. On one occasion he took the trouble to go to the deceased' s place of work and ask him to refrain from seeing her until he was divorced from his wife. He was rewarded with a flippant and evasive reply.
The appellant is a first offender and on all
the evidence has never, apart from on this occasion,
acted violently. One can safely conclude that there
is no need for a sentence to be imposed to serve as a personal deterrent. There is little or no likelihood of this experience repeating itself.
In the course of the judgment on sentence
25/...
25.
the learned Judge said:
"There are your home circumstances which your father described to me as harmonious and apparently the three daughters and the father and mother lived happily together until this man came into your life, from when you started becoming completely stubborn and did not want to take any advice from your parents. In fact, you told me
so yourself. You were completely infatuated by this person and although you knew you were doing wrong by going around with a married "man, and although your moral values told you that you should stop, you did not do so and you would not listen to your father and mother. So your home circumstances were beneficial but you did not heed and you did not try to benefit from it."
To my
mind this stricture does not sufficiently take
into account the prolonged
persistence of the deceased
and the numerous attempts the appellant did make
to
put an end to their relationship. Be that as it may,
it was not argued that the court had misdirected
itself in this or any
other respect. On the contrary,
the court considered the relevant factors
relating to
26/...
26. sentence and the feasibility of imposing an alternative form of
punishment. Having regard to the seriousness of the offence, it
concluded,
correctly in my view, that a term of imprisonment was the only option. But,
having regard to the special circumstances
of this case, I consider a sentence
of 6 years' imprisonment to be unduly harsh. Since the appropriate sentence - as
I see it - ought
to have been one of 3 years' imprisonment, the disparity
warrants a reduction of sentence on appeal.
The appeal is allowed in part. The convic-
tion is confirmed but the sentence is set aside and one of 3 years' imprisonment substituted.
M E KUMLEBEN JUDGE OF APPEAL
HEFER JA) FRIEDMAN AJA) - Agree