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[1989] ZASCA 85
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S v Nomakhala (111/88) [1989] ZASCA 85; [1990] 3 All SA 985 (A) ; 1990 (1) SACR 300 (A) (27 July 1989)
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Saak No. 111/88 E du P
IN THE SUPREME COURT OF SOUTH AFRICA
APPELLATE DIVISION
In the matter between:
NCAMILE NOMAKHLALA First Appellant
SANDILE ("BUNNY") JACOBS Second Appellant
and
THE
STATE Respondent.
Coram: CORBETT CJ HOEXTER et F H GROSSKOPF JJA
Heard: Delivered:
19 May 1989. 27 July 1989
2
JUDGMENT F H GROSSKOPF JA:
The two appellants were both convicted
of murder in the South Eastern Cape Local Division of the Supreme Court held at
Port Alfred.
The court a guo found extenuating circumstances in respect
of both appellants and sentenced
them each to 20 years imprisonment. The
appellants were
given leave to appeal to this court against their convictions
and against the sentences which were imposed on them.
It is common cause that the incinerated remains of
the deceased were found in the boot of his
burnt-out motor
car, but it could not be established whether the deceased
had
been dead at the time when his body was set alight. The
police located
the burnt-out wreck on 15 July 1986 on an open
area of veld in the black
township of Soweto near Port
Elizabeth. The deceased, a 73 year old white
male,
apparently lost his way earlier that day and eventually ended
up in the Veeplaas section of the black township where he met
3 his
untimely death.
Both appellants made statements containing certain admissions; the first appellant to a police officer and the second appellant to a magistrate. The only evidence to connect the two appellants with the commission of the crime is that which is contained in their respective statements. A trial-within-a-trial was held and the court a quo ruled that these statements were admissible in evidence. It was not argued before us that such ruling had been wrongly made. It should, however, be pointed out that the trial court did not reject as manifestly untrue any portion of the statements, with the result that these statements must be viewed in their entirety and without disregarding any portion which may be in favour of the party who made the statement. (See R v Valachia and Another 1945 AD 826 at 835; S v Felix and Another 1980(4) SA 604 (A), at 609H-610A; S v Yelani 1989(2) SA 43(A), at 49H-50F). I shall later return to some of the more exculpatory aspects of these statements.
The appellants in their respective statements
4
related how the deceased was killed. Each appellant gave his own version of the events which led up to the death of the deceased and described the role which he personally played in those events.
The first appellant's statement reads as follows:
"Ek was by Nkawini - winkel om te gaan koop. Toe kom GOTSI en MADJIDA en Madjida sê hy soek h motorbestuurder en sê ek kan mos bestuur, êk sê toe
Ek loop toe saam met hulle na 'n kar toe. Die kar was by h shack-huis by h mechanic in Veeplaas. |Toe ons by die kar kom sien ek SKARI, NTSIKELELO en SANDILE en h ou wit man agter in die kar. Skari het links gesit, toe die ou man, toe Ntsikelelo en toe Sandile. Skari en Ntsikelelo het die ou man vasgehou. Die ou man het gesoebat hulle moet hom los. Ek klim toe agter die wiel in, Gotsi en Madjida klim toe óok voor in en Gotsi sê toe ek moet ry, reguit met die teerpad.
Hy beduie my toe met h gang tot by die rugbyveld. Ons hou toe op die veld stil. Skaji, Ntsikelelo en Sandile klim toe met die die ou man uit en slaan hom met die vuiste.
Ek, Gotsi en Madjida klim toe ook uit. Gotsi haal toe h mes uit sy sak en geé die mes vir my en sê ek moet die ou man steek. Ek sê toe, nee. Sandile gryp toe die mes by my en sê, O, jy's 'n banggat. Hy steek toe die oubaas in die nek en in die sy.
5
Gotsi sê toe, dié van ons wat bang is moet loop. Ek gaan staan
toe 'n entjie weg. Ek sien toe die ou man lê op
die grond en skree, ek kan
die woord, 'eina' onthou. Gotsi haal toe h vuurwapen uit sy klere en hou dit met
twee hande vas. Hy skiet
toe die ou man een skoot. Ek skrik toe en loop weg. Ek
het toe op 'n afstand gestaan en kyk. Ek sien toe Skari maak die bagasiebak
van
die kar oop, Ntsikelelo, Gotsi, Madjida, Sandile sit toe die ou man in die
bagasiebak. Die ou man het toe nog geskree. Sandile
het h bottel (Ship Sherry)
3/4 met petrol gehad.
Toe ek weer sien toe brand die kar en hulle hardloop.
Ek is toe na my huis toe. Later het die weermag en Polisie daar
opgedaag.
Madjida en Gotsi het nou Maandagaand by my geslaap. Ek vra toe
hoekom hulle nie by hulle eie plek slaap nie waarop hulle toe sê
hulle is
bang vir die Polisie. Ek sê toe my Ma gaan nie tevrede wees nie - hulle is
toe later die nag weg.
Ek wil nie vir hulle ken nie,hulle is Comrades, ek is
nie een nie, net by die skool het ek h membership gehad van PEYCO. Ek het dit
ook gelos."
The second appellant's statement reads as follows:
"Die dag het 'n ander man my geroep, sy naam is Mayita. Hy was saam met ander gewees. Toe sê hulle ons moet h motorkar in die middel van h pad laat staan. Ek het geweier en toe gaan sit hulle die motorkar in die middel van die pad. Toe kom daar h motorkar wat bestuur is deur h blanke man. Hulle het hom gestop, Die 'oubaas' vra vir hulle hoe die pad na Blouwaterbaai gaan. Die oubaas het
6
een skoot in die lug geskiet.
Majita, Rotsi, Ski en 'n ander een wie se naam ek nie ken nie, het na die oubaas gegaan en Majita het die motorkar se deur oopgemaak en die oubaas bespring en hom uit die motorkar gehaal. Toe sit hulle hom op die agterste sitplek van die motor. Ntsikilelo, Rotsi en Ski en die een wat se naam ek nie ken nie het die oubaas tussen hulle laat sit op die agtersitplek - twee was aan die linkerkant en twee aan die regterkant van die oubaas. Majita het voor in die motor aan die passasierskant gaan sit. Mcamile het toe bestuur. Ek het toe buitekant aan die motor se kattebak vasgehou. Toe ry die motor in die veld in. Toe ons daar kom was die deure oopgemaak en toe vat ek die oubaas aan die hand - toe was hy buite gewees - toe staan hy daar. Skara het hom toe met 'n klip gegooi en dit het die oubaas getref. Rotsi het die oubaas se vuurwapen en geld gevat. Majita het hom gesteek. Ntsikilelo, Rotsi, Ski, Majita en die een wat se naam ek nie ken nie, het diej oubaas gevat en hom in die kattebak gesit - toe brand hulle die motorkar. Toe gaan ek weg. Dit is al.'"
The first
appellant closed his case without testifying at all, while the second appellant
gave evidence only during the trial-within-a-trial,
but not on the merits. The
trial court sought to draw an adverse inference from the fact that the
appellants failed to testify. In
doing so the
7 trial court placed reliance
on the judgment of SCHREINER JA
in the case of R v Ismail 1952(1) SA 204 (A), at 210. It
should,
however, be pointed out that the learned judge in
Ismail's-case also
made the following observation at 210 A:
"On the other hand it is right to bear in mind that there is no obligation upon the accused to give evidence in any sense except that if he does not do so he takes a risk."
In the present case the State produced no evidence to
contradict what the
appellants had said in their statements.
On their own statements the case
against them was tenuous.
In those circumstances it cannot be said that the
appellants
exposed themselves to any appreciable risk in deciding not
to
give evidence.
It need hardly be mentioned that the statement of
each appellant is admissible only against the appellant who
made that
statement.
Certain adverse inferences may be drawn from the
appellants' statements, but it also appears from these
statements that the appellants participated only to a very
8
limited extent in the events leading up to the death of the deceased. Another
favourable aspect which emerges from the statements
is that the two appellants
were not the prime movers behind the initial detention or the ultimate killing
of the deceased. No doubt
there were members of the group who shared a common
purpose with the actual perpetrators to kill the deceased, but the limited
participation
on the part of the two appellants, and the minor role which they
played, tend to refute the argument that they were parties to such
common
purpose.
The trial court came to the conclusion, however, that these
statements showed that the ,two appellants actively associated themselves
with
the actual perpetrators in furtherance of the common purpose. The trial court
further found that each appellant also had the
necessary legal intention, in the
form of dolus eventualis, to kill the deceased.
I shall first deal with the case of the first
9
appellant. The trial court found that at the time when he
drove the car to the open area the first appellant actually
foresaw the possibility that the deceased might be killed.
The trial court based its finding on the cumulative effect
of the following facts:
"a) When he arrived at the car he found the deceased in the back of the car between and being held by other Black men.
b) The deceased was begging them to release him. c) He, the accused was requested to drive the car and directed to an open place described as a rugby field. d) The state of unrest that existed during that period of time. e) Also the fact that the murder was in fact actually committed. f) He, the accused gave no evidence and did not therefore rebut the strong inference to be drawn from the aforementioned facts."
The trial court's conclusion that the first
appellant subjectively foresaw the possibility that the
deceased might be killed, is in my view not the only
inference which can reasonably be drawn from the known facts.
10
It is not beyond reasonable doubt that the first appellant might, for
instance, have thought that the deceased's assailants intended
merely to dump
him and then take his motor car. It is true that the first appellant did not say
so, but the State must, in the final
analysis, prove that the first appellant
had the requisite foresight.
The State must not only prove subjective
foresight, but it must also show that the first appellant persisted in the
execution of a
plan regardless of the consequences. (See S v Madlala
1969(2) SA 637(A), at 640 H; S v Shaik and Others, 1983(4) SA 57 (A), at
62 A-B). According to the first appellant's statement he did not persist in
rendering assistance. Once the
true intention of the actual
perpetrators manifested itself to the first appellant, he
immediately dissociated himself from any further active
participation. Despite an instruction to stab the deceased
with a knife which was handed to him, the first appellant
refused to do so and immediately withdrew from the scene of
the crime.
11
The trial court considered this aspect of the case, but found as a fact that
this was not an act of dissociation on the part of the
first appellant, "but
rather that he was squeamish and did not want to partake in the actual physical
assault". In my respectful
view there was no justification for such a finding.
It also appears that the trial court made a factual finding which was indeed
based on speculation as to the true motives of the first appellant.
Counsel
appearing for the State submitted that what the first appellant had done in the
circumstances of the present case did not
amount to a proper dissociation.
Counsel suggested that the first appellant should at least have tried to
dissuade his alleged companions
or to protect the deceased in some way. This
argument loses sight of the fact that the first appellant said that he was not a
comrade.
In the light of the circumstances which prevailed in the townships
generally at the time it might not have been very prudent for
the first
appellant to have done
12
what counsel now suggests.
Counsel for the State also relied on the
judgment in the case of S v Ndebu and Another 1986(2) SA 133 (ZSC) in
support of his contention that the first appellant failed to dissociate himself
from the crime. In my view
Ndebu's-case should be distinguished from the
present case on the facts. The socius criminis in Ndebu's-case
initially participated in the commission of the crime with a full appreciation
that death might ensue, whereas the first appellant
in the present case
certainly did not do so. Moreover, the first appellant in the present case did
not merely run away from the scene
of the crime, as was done by the accused in
Ndebu's-case. The first appellant actually refused to comply with an
instruction to stab the deceased when he realised what the assailants
had in
mind for the deceased. Thereafter the first appellant withdrew from the scene of
the crime.
In my judgment the first appellant, by refusing to stab the deceased, clearly indicated that he wanted no part
13
in the attack on the deceased. The State consequently failed
to prove that the first appellant had the necessary intention
to kill, and his appeál against his conviction and sentence
must
accordingly be upheld.
I shall next deal with the case of the second
appellant. He was a
youngster of between 17 and 18 years at
the time of the commission of the
crime. In his case the
trial court found that he knew that the deceased would
be
killed, or at least foresaw the possibility of the deceased
being
killed. The trial court based its finding on the
cumulative effect of the
folowing facts:
" a) He was present when the car of the deceased was stopped.
b) He was aware that the deceased fired a shot apparently to scare away the group. c) He was present when the deceased was dragged out of the car and forced onto the back seat. d) He accompanied the car holding onto the back, that is the boot of the car, into the veld. e) The state of unrest that existed during that period of time. f) The fact that he gave no evidence to
14
rebut the inference to be drawn from the aforementioned facts. g) The fact that the deceased was in fact
murdered where the car was stopped on the rugby field."
The trial court further found that the second appellant, by taking the
deceased's hand, actively associated himself with the conduct
of the actual
perpetrators who had formed the common purpose to kill the deceased.
I should
point out that there are also other facts which emerge from the second
appellant's statement; facts which are more favourable
to the second appellant
and which ought to be considered together with those facts on which the learned
trial judge relied. It appears
from the second appellant's statement that he
actually refused to assist in the erection of a road block which was intended to
obstruct
the road along which the deceased was to travel. The second appellant
was present on the scene when the deceased's car was later
stopped and when the
deceased was dragged from the car, yet the second appellant played no part at
all in
15
overpowering the deceased. The second appellant was no more than a mere spectator at that stage. It is not unlikely,
therefore, that when this youngster jumped on to the boot of
the car he did so out of sheer curiosity, and without any
aggressive intent.
The vehicle was driven for a short distance to the open
area and then brought to a standstill. The doors of the car were opened and
the
deceased was taken out of the car. At some stage after the car had stopped, but
before the serious attack on the deceased had
commenced, the second appellant
took the deceased by the hand. It is this single act on the part of the second
appellant which led
the trial court to hold that the seccnd appellant actively
associated himself with the acts of the assailants who eventually killed
the
deceased.
It was submitted by counsel for the State that the second appellant's act of holding the deceased's hand should be seen as an act of violent removal from the car and
16
therefore as an act of aggression. The second appellant's statement is not very helpful in this regard. On the probabilities, however, one would not have expected the second appellant suddenly to have assumed the role of an aggressor, or to have taken a leading part in the events. It also seems improbable that the second appellant would have ventured to pull the deceased out of the car where he was sitting at the back between four assailants, two on each side, or that the second appellant would have succeeded in doing so. It appears to be more probable that the second appellant took the deceased by the hand at the stage when the deceased had already been removed from the car.
It is difficult to envisage what the second appellant had in mind when he took the deceased by the hand, or what his possible motives could have been. Mr. Buchanan, who appeared on behalf of the appellants, submitted that the holding of the deceased's hand in those circumstances should be seen as an act of compassion. That seems to me to be
17
highly improbable. On the other hand, it also appears to be unlikely,
as I have mentioned before, that the second appellant would
suddenly have
emerged as one of the leaders, and that he would have started to attack the
deceased even before anyone else had done
so. If the second appellant had indeed
suddenly decided to abandon hiá role as a mere spectator one would also
have expectêd
the second appellant to have participated in the more
serious attack on the deceased which followed immediately thereafter. Yet there
is nothing to show that the second appellant had done anything more than to hold
the deceased's hand for a while.
I have serious doubts as to whether that
single act on the part of the second appellant, viz., the hólding of the
deceased'
s hand in the particular circumstances of the case, can be regarded as
an act of aggression. But even if it were to be considered
as such, I still do
not think that that act should be viewed in such a sinister light as to justify
the conclusion that the second
appellant, from that
18
moment onwards, became an active participant making common cause with those
assailants who had the common purpose to! kill the deceased.
If that had been
the case, as I have pointed out before, one would have expected the second
appellant to have displayed further aggression
once the deceased was attacked
with stones and a knife.
There is a reasonable doubt in my mind as to whether
the second appellant actively associated himself with those aggressors who had
formed the common intention to kill the deceased. In my judgment it cannot be
held, without pushing the bounds of common purpose
too far, that the State has
proved beyond reasonable doubt that the second appellant became a party to the
common purpose to kill
the deceased. I am accordingly of the view that the
second appellant's appeal against his conviction and sentence ought to be
upheld.
19
In the result the appeals of both the appellants are upheld and their convictions and sentences are set aside.
F H GROSSKOPF JA
CORBETT CJ
HOEXTER JA Concur.