South Africa: Supreme Court of Appeal

You are here:
SAFLII >>
Databases >>
South Africa: Supreme Court of Appeal >>
1991 >>
[1991] ZASCA 135
| Noteup
| LawCite
Attorney-General Transvaal v Kader (501/89) [1991] ZASCA 135; 1991 (4) SA 727 (AD); [1991] 2 All SA 543 (A) (27 September 1991)
Download original files |
Case No. 501/89 IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION) In the matter between:
THE ATTORNEY-GENERAL, TRANSVAAL Appellant
and
ABDUL AZIZ
KADER Respondent
CORAM: CORBETT, CJ, JOUBERT, E M GROSSKOPF, NIENABER, JJA et
HARMS AJA HEARD: 2 September 1991 DELIVERED: 27 September 1991
JUDGMENT E M GROSSKOPF, JA
2
This is an appeal by the Attorney-General of the Transvaal in terms of
section 311 of the Criminal Procedure Act, no. 51 of 1977, against an order of
the Transvaal Provincial Division. The order appealed against is one upholding
an appeal by the respondent against
a finding and sentence in a regional court.
Leave to appeal to this court was granted pursuant to a petition to the Chief
Justice.
Section 311 of the Act allows a right of appeal to an Attorney-General
only "(w)here the provincial ... division on appeal ... gives a decision
in
favour of the person convicted on a question of law". The appellant's appeal is
accordingly limited to points of law.
The course of the proceedings up to the
present was as follows. The respondent, a 27 year old computer operator, was to
have been
a state witness in a criminal trial in the Regional Court against one
Enoch Zulu and six others. These accused were charged, inter alia, with
offences in terms of Section 54(1) of the Internal Security Act, no. 74 of 1982.
On 17 January 1987 the prosecutor intended
to lead the respondent's evidence,
but first
3
wished to apply to have his evidence heard in camera. For the purpose of this application he called the respondent, who duly took the oath. However, before commencing his evidence, the respondent asked for an opportunity to speak to his legal adviser, who was present in court. This request was granted. After consulting his legal adviser, the respondent returned to the witness box. He answered some introductory questions, and was then asked how he would like to give his evidence. His reply was "I would like to be in open court". In the light of this reply, the prosecutor abandoned his application to have the respondent's evidence heard in camera. Before the respondent's examination-in-chief continued, the prosecutor requested the magistrate to caution the respondent ex abundante cautela as an accomplice in terms of section 204 of the Criminal Procedure Act. This the magistrate did. However, when the prosecutor resumed the examination-in-chief, the respondent said that he did not wish to testify. Thereupon the prosecutor asked that the respondent's refusal be summarily dealt with in accordance with
4
section 189 of the Criminal Procedure Act. After an adjournment,
the respondent's legal representative confirmed that the
provisions of section 189 of the Criminal Procedure Act had been
explained to the respondent, and that he was ready to proceed
with an
enquiry in terms of that section.
Section 189(1) reads as follows:
"If any person present at criminal proceedings is required to give evidence at such proceedings and refuses to be sworn or to make an affirmation as a witness, or, having been sworn or having made an
affirmation as a witness, refuses to answer any question put to him or refuses or fails to produce any book, paper or document reguired to be produced by him, the court may in a summary manner enquire into such refusal or failure and, unless the person so refusing or failing has a just excuse for his refusal or failure, sentence him to imprisonment for a period not exceeding two years or, where the criminal proceedings in guestion relate to an offence referred to in Part III of Schedule 2 or in Schedule 3 to the Internal Security Act, 1982 (Act No. 74 of 1982), to imprisonment for a period not exceeding five years."
The trial in which the respondent was called to testify
was one relating to an offence referred to in Schedule 3 to the
Internal Security Act. The respondent was therefore liable to
5
a maximum sentence of five years' imprisonment for his refusal to
testify.
Section 189(2) provides that, after the expiration of any sentence
imposed under sub-section (1), the person cpncerned may from time
to time again
be dealt with under that sub-section with regard to any further refusal or
failure. In terms of sub-section (3), a
court may at any time on good cause
shown remit any punishment or part thereof imposed by it under sub-section (1).
Sub-section (4)
makes provision for an appeal against a sentence imposed under
sub-section (1).
To revert to the narrative of events: after the respondent's
legal adviser announced his readiness to proceed, a summary enquiry in
terms of
section 189 ensued. The respondent himself testified. The gist of his evidence
is as follows. He was in detention since
June 1986. During his detention he was
placed in solitary confinement and was interrogated. This caused great stress
and led to his
being hospitalized in a psychiatric ward. Initially he was in
hospital for about two months, and was
6
later readmitted. At the time when he was called to testify, he
was still
under medication, and was attending weekly therapy.
When asked in
examination-in-chief what his reason was for not
wishing to testify he
said:
"Well firstly I do not know whether I am capable of undergoing the stress of the proceedings in the court ... And furthermore if I should leave after having testified, I will be ostracized by my community."
He was later asked by the regional magistrate what his
most important reason was and replied as follows:
"I am afraid that should I undergo severe stresses and medically I would be scarred for life and perhaps have to attend psychiatric care for the rest of my life and the (sic - perhaps 'being') ostracized in my community would contribute to that."
The respondent was cross-examined by the prosecutor and
questioned further by the regional magistrate. When his evidence
was
completed, the enquiry was postponed to enable the respondent
to lead further evidence. Subsequently a large body of evidence
was adduced, both on behalf of the respondent and by the state.
One witness was called by the court. The evidence at the enquiry
7
related mainly, but not always directly, to the respondent's psychological
health.
After hearing this evidence and the parties' submissions, the
regional magistrate held that the respondent had not discharged the
onus
of showing that he had a just excuse for his refusal to testify. The magistrate
was informed that the respondent persisted in his
refusal. He thereupon
sentenced the respondent to two years' imprisonment. The respondent appealed to
the Transvaal Provincial Division
against the magistrate's finding on the merits
as well as on sentence. The Provincial Division (ESSELEN J and LE ROUX AJ)
upheld
the appeal against the finding, and set aside the finding and the
sentence. It is against the order upholding the appeal that the
Attorney-General
now appeals to this court.
In essence the court a quo made the
following findings: a) It held that the expression "just excuse" in sec.
189(1) of the Criminal Procedure Act was not limited
to a lawful excuse arising from the rules of privilege,
8
compellability of witnesses or admissibility of evidence.
b) In particular, the court a quo held that if it were to be humanly intolerable for a person to testify, that would constitute a just excuse.
c) On the evidence the court held that, if the respondent had been compelled to testify, there would in all probability have been a deterioration in his condition and he would have suffered severe psychic pain. Moreover, there would have been a very substantial risk
of suicide. In view of these circumstances the court held thaL.it would have been humanly intolerable for the respondent to have to testify.
d) In the result the court held that the respondent had
established a "just excuse" for his refusal to testify.
It was common cause before us that the court a quo was
correct in burdening the respondent with the onus of establishing a "just excuse".
9
Mr. Pretorius, who appeared for the appellant, contended firstly (albeit not
very strenuously) that the finding of the court a quo set out under
paragraph (a) above, was incorrect, and that, on a proper interpretation, the
expression . "just excuse" (in Afrikaans
"voldoende verskoning") was limited to
legal excuses arising from the rules of privilege, admissibility and
compellability. The expression
"voldoende verskoning" should therefore,
according to this argument, be read as "voldoende wettige
verskoning".
It is an old and established principle of our law that litigants
in criminal and civil matters may compel any person who can give
relevant
evidence in regard to any issue of fact to be tried, to attend court and give
such evidence. See S v. Wessels 1966(3) SA 737 (C) at p. 738 G. This rule
was, however, never absolute. See Wessels's case at p. 738 H to 739 C.
Merula, Manier van Procederen 4.65.4.1 sets out nine classes of persons
who are excused from giving evidence. Included amongst these, which I guote only
by way
of example, are those older than 70
11
recalcitrant witness to gaol unless he sooner consents to do what is required
of him. This procedure could be repeated indefinitely
until the recalcitrant
witness repented. The Dutch version of "just excuse" was "voldoende
verontschuldiging".
The next statute was the Criminal Procedure Act, no. 56.
of 1955. Section 212 of this act as originally promulgated largely reproduced
the provisions of the 1917 Act. The relevant words were "without any just
excuse". The Afrikaans was "voldoende verskoning" as in
the present Criminal
Procedure Act. And subseguent amendments to this section did not alter these
words in either language.
The expression "just excuse" has accordingly been
used in the present context in South African statutes for about 75 years, but
surprisingly
enough its ambit has never been authoritatively determined. The
nearest this court has come to doing so was in S v. Weinberg 1966(4) SA
660 (A) at p. 665 H to 666 A, where STEYN CJ said the following:
"The Court below proceeded on the basis that 'just
12
excuse in this section means 'legal excuse'. It is arguable that this phrase has a wider connotation, comprising more than compellability as a witness or the admissibility of evidence, that a witness may find himself in circumstances, not within the legal limits demarcated by these concepts, in which it would be humanly intolerable to have to testify, and that the Legislature could not have intended to exclude such circumstances from the ambit of a just excuse. But even if I assume that such a wider meaning is intended, the excuse tendered would have to be of sufficient cogency, taking all the circumstances into consideration, for the witness to be absolved from the duty not to withhold the truth from the Court. In my view the excuse relied upon here would not fall in that category."
This case was the first in which it was suggested that
a refusal to testify might possibly be excused
if it was "humanly
intolerable" to have to do so. The expression caught on,
and in
several subsequent cases courts have assumed, without
deciding,
that this suggestion should be followed. See, for instance,
S
v. Maduna and Others 1978(2) SA 777 (D) at p. 778 H; S
v.
Leepile and Others (6) 1990(3) SA 988 (W) at 999 A and S
v.
Yengeni and Others (unreported, CPD delivered on 3 November
1989). In all these cases, however, the court found on the facts
13
that it was not humanly intolerable for the person concerned to have to
testify, and it was not necessary therefore to determine what
the position would
have been had the facts been otherwise. It was only in the present case that the
court a quo was faced squarely with this question, and it decided it in
favour of the respondent - see paragraphs (a) and (b) above. The finding
set out
in paragraph (a) clearly was one of law, and I assume that the same applies to
paragraph (b), so that the Attorney-General
was entitled to contest their
correctness in this appeal. Whether they should be sustained depends on the
interpretation of section
189, to which I now turn.
To recap: the question is
what meaning is to be attached to the expressions "just excuse" and "voldoende
verskoning". On the face
of it "just excuse" is a wider concept in its ordinary
meaning than, for instance, an expression like "lawful excuse", which would
have
been more appropriate to connote an excuse sanctioned by existing rules of law.
This view is strongly supported by the case
of R v. Parker 1966(2) SA
56
14
(RAD) at p. 59 A-B, where the Rhodesian Appeal Court said the
following concerning the Rhodesian counterpart of section 189
which also
used the expression "just excuse":
"I am satisfied that, when the Legislature used the word 'just', it did not mean 'lawful'. Had this been the intention it is inconceivable that the word 'lawful', the meaning of which is so much more exact, would not have been used. The word 'just' clearly has a wider connotation than 'lawful' and permits the court to pay regard to excuses excluded in strict law. To hold otherwise would have the effect of equating the two words."
Parker's case was referred to in S
v. Lovell 1972(3) SA 760 (A)
at pp. 762 H - 763 B, where this court dealt
with the meaning of
"just" in the expression "just cause" as used in section
126 of
the Defence Act, no. 44 of 1957. OGILVIE THOMPSON CJ, in giving
the
judgment in Loveli's case, did not, however, go further than
to assume
that "just cause" may be wider than "lawful cause".
Of course, it was not
necessary for him to go further than that,
because even on that assumption
the appellant could not succeed.
I do not, therefore, consider that Lovell's case, supra, detracts
from the persuasive authority of Parker's case, supra.
15
Ultimately, however, as the court stressed in Lovell's case, supra, the meaning to be attached to "just" must depend largely on the context, and to this I now turn.
Section 189 deals with three types of person, viz.: i) a person who refuses to be sworn or to make an
affirmation as a witness; ii) a person who has sworn or has made an affirmation as
a witness, but refuses to answer a question put to him;
or iii) a person who has been sworn or has made an affirmation
as a witness but refuses or fails to produce any book,
paper or document required to be produced by him.
There may be many reasons for a person to refuse or fail in one of the respects set out in the above three paragraphs, and at least some of them would be regarded by most people as constituting a sufficient justification for such refusal or failure. For instance: as regards category (i) an obvious reason why a person may refuse to testify, recognized
16
since early days, is his state of health. Thus a person who is reguired to be
a witness may establish that it would be severely detrimental
to his health to
testify. Clearly this must be a "just excuse". And as regards category (iii),
the book, paper or document which
the witness is reguired to produce may, for
instance, be of very slight relevance, and the cost or trouble involved in
obtaining
it, immense. Can it be supposed that the legislature would have
intended that such circumstances, however extreme, could never amount
to a just
cause?
I do not wish to multiply examples. The fact is that many can be
imagined of circumstances in which a failure by a person to comply
with his
testimonial duties would be generally regarded as blameless, and his punishment
for such failure as unjust. This is a strong
reason for interpreting "just
excuse" to have a wider connotation than an excuse sanctioned by rules of law.
And the words "just
excuse", in their ordinary meaning, as I have said, in my
view bear this wider meaning. I consider therefore that the court a guo
was correct in holding, in its
17
finding set out under (a) above, that "just excuse" in section
189 is not to be confined to matters of privilege, compellability
and admissibility. Indeed, as I have said, Mr. Pretorius did
not seriously
attack this finding.
It would serve no purpose, I consider, to try to define
the circumstances which would amount to "just excuse" for
purposes of
section 189. Human affairs are unpredictable in
their diversity, and a court, when asked to apply section 189,
will have
to decide each case on its merits, having regard to the
general principles
underlying this section (which will be
considered in some more detail below).
Some attempt at
definition was made by RUMPFF JA in S v. Heyman and
Another
1966(4) SA 598 (A), when he said the following at p. 610 H to 611
B
(referring to the similarly worded section 212 of the 1955
Criminal Procedur
Act):
"Wat art. 212 betref, waarna hierbo verwys is, kan na my mening 'n onderskeid getref word tussen die persoon wat weier om die eed af te lê, d.w.s. wat weier om as getuie op te tree, en die persoon wat bereid is om as getuie op te tree, maar daarna op grond van
18
prosesregtelike of bewysregtelike reëls weier om 'n bepaalde vraag te beantwoord. Die persoon wat, soos art. 212 meld, in die hof is en deur die hof aangesê word om getuienis af te lê het geen opsie nie. Hy moet bereid wees om as getuie op te tree en kan gedwing word met gevangenisstraf tensy daar 'n voldoende verskoning vir sy weiering is. Klaarblyklik is daar m.i. net twee soorte verskonings wat hy kan aanvoer. Die eerste staan in verband met sy fisiese of psigiese toestand. Die hof sal vanselfsprekend so 'n soort verskoning ondersoek en beslis of daar op daardie grond 'n voldoende verskoning bestaan. Die tweede soort verskoning kan in die reg bestaan deurdat die persoon hom sou kon beroep op 'n gemeenregtelike of statutêre bepaling waarvolgens daar geen plig op hom bestaan om as getuie op te tree nie.
As die persoon eenmaal die eed geneem het, en dus bereid is om as getuie op te tree, het hy die keuse om 'n vraag te beantwoord ten opsigte waarvan hy 'n privilegie mag hê of hy het die keuse om te weier om die vraag te beantwoord. 'n Voldoende verskoning om te weier om 'n vraag te beantwoord sou m.i. alleen gesoek kan word in die geldende bewysreg en prosesreg."
The judgment of RUMPFF JA was a minority judgment. The
issue in Heyman's case was whether a person in respect of whom
an
enguiry in terms of the then prevailing section 212 was held,
was entitled to
legal representation. The majority of the
court found it possible to answer
this question without
19
considering the meaning of the expression "just excuse". With all due
respect, I consider that the views expressed in the passage
guoted from the
judgment of RUMPFF JA were stated too absolutely. While I would agree that the
"fisiese of psigiese toestand" of
a person could in appropriate circumstances
afford a just excuse for his refusal to take the oath, I would hesitate to find
that
this is the only permissible excuse other than one arising from the legal
rules of privilege or compellability. Moreover, although
I would agree that a
witness who has taken the oath would not have many acceptable excuses, other
than those provided by the law
of evidence or procedure, for refusing to answer
a particular question, I would not like categorically to exclude the possibility
that such an excuse may exist.
This is a convenient stage to deal with a
contention advanced in the attorney-general's petition for leave to appeal and
heads of
argument, but not really stressed in oral argument before us. The court
a quo relied on the following passage in Haysom v. Additional
Magistrate, Cape Town, and Another 1979(3)
20
SA 155 (C) at p. 161 D-F:
"The phrase ('just excuse') is not defined and no purpose is served by attempting a comprehensive definition of its ambit. The phrase must, as was done in the case of S v Lovell 1972(3) SA 760 (A), be considered in the context of the legislation in which it appears. As to whether the Afrikaans text is the wider in scope, a reference to such dictionaries as HAT Verklarende Handwoordeboek van die Afrikaanse Taal, Kernwoordeboek van Afrikaans, and Tweetalige Woordeboek (Bosman, Van der Merwe en Hiemstra) indicate that the English equivalent of 'voldoende' is 'sufficient', 'adequate', 'satisfactory', the latter meaning more specially in relation to an answer. It is difficult to conceive of an excuse which is 'sufficient', 'adequate' or 'satisfactory' being anything other than 'just', and vice versa."
In Haysom's case the appellant had been required in
terms of section,205 (1) of the Criminal
Procedure Act to attend
before a magistrate for examination concerning
information which
he was thought to possess about an offence. Section 205(2)
made
section 189, inter alia, applicable to proceedings under
section
205(1). Haysom refused to be sworn, was sentenced, and appealed
to the
Cape Provincial Division. The passage quoted above
appeared in the judgment
on appeal where the court was
21
considering an argument that "voldoende verskoning" was a wider concept than
"just excuse".
Before us it was arqued that the interpretation placed on the
words "just excuse" when applied to an examination under section 205
(as in
Haysom's case) is not authoritative in respect of its interpretation for
purposes of a trial. For this argument reliance was placed (in the
petition for
leave to appeal) on a passage from the judgment in R v. Parker,
supra, at p. 59 D-E).
In my view the appellant's argument is
misconceived, and Parker's case does not support it. The meaning
of section 189 cannot differ depending on whether it is applied in respect of a
trial or in respect of an examination in terms of
section 205 of the Criminal
Procedure Act. What can conceivably differ is the type of excuse which would be
regarded as just, and
this is indeed all that is stated in the passage from
Parker's case, supra. In that passage the court expressed the view
that there is a substantially greater chance of a "just excuse" being
established in
an enquiry like that under section 205 thanat a
22
trial. The court's reasoning (adapted to the wording of our act) was that in
a trial the court is investigating issues which are clearly
defined, whereas in
an enquiry under our section 205 the questions asked are concerned not with
well-defined issues but with ascertaining
whether the witness has material or
relevant information in respect of an alieged offence, in respect of which no
charge may in the
ordinary course have been preferred against any person.
I
am not sure, with respect, that there is substance in the view thus expressed in
Parker's case, supra, but if there is, this would, I consider,
support the conclusion that "just excuse" is a wider concept than "lawful
excuse". In our
law section 189, apparently unlike its counterparts considered
in Parker's case, is applied both to enquiries and to trials. In
ascertaining its meaning, regard must accordingly be had to its role in both
sets of circumstances. If there is a greater chance of acceptable excuses
existing for a refusal to testify before an enquiry, this
would widen the ambit
of circumstances in which
23
an injustice would be done if a restricted meaning is accorded to "just
excuse", and increase the likelihood that the legislature
would not have
intended such a meaning.
I do not think, therefore, that the court a
quo was wrong in quoting Haysom's case. For completeness' sake I
should add that Haysom's case in any event did not pertinently consider
the question now in issue, viz., the ambit of "just excuse", and I do not
understand
the judgment of the court a quo to have placed much reliance
on it.
For the reasons set out above I consider that the expression "just
excuse" in section 189 has a wider connotation than merely embracing
excuses
arising from the rules of privilege, admissibility and compellability. And for
the purposes of the present case it seems
to me that we should follow, as the
court a quo did, the suggestion by STEYN CJ in Weinberg's case,
supra, viz., ahd hold that it would amount to a "just excuse" if a
witness were to find himself in circumstances in which it would be humanly
intolerable to have
24
to testify. This seems to me the type of circumstance which the legislature
must have had in mind in speaking of a "just excuse".
In saying this I am not,
of course, attempting to define the concept of "just excuse". There may well be
circumstances in which a
just excuse may exist even if it is not humanly
intolerable for the person concerned to have to testify. And I need hardly say
that
the "humanly intolerable" formulation is in itself a general guideline
which should not'be treated as if it were a legislative enactment.
Mr.
Pretorius accepted that, if "just excuse" covered more than excuses arising from
existing rules of law, then the "humanly intolerable"
test applied by the court
a quo would be appropriate. He contended, however, that the approach of
the court a quo to the guestion whether this test had been satisfied was
wrong. This argument was based largely on passages from Book 8 of Wigmore
on
Evidence which had been cited in several decisions of our courts. I do not
propose quoting these passages but will give the references
to the relevant
cases in which they
25
are set out. The propositions derived from Wigmore may be summarized as
follows. It is extremely important from society's point of
view that potential
witnesses should give relevant evidence on matters within their knowledge.
(Schermbrucker v. Klindt N 0 1965(4) SA 606 (A) at 615 G-H; S v.
Leepile and Others (supra) at p. 994 H to 995 A and S v. Heyman
and Another, supra, at p. 610 D). All privileges from the duty to
testify are exceptional, and must be discountenanced. They should be recognized
only
within the narrow limits required by principle. (S v. Heyman and
Another, supra, at p. 610 E-G, and in S v. Leepile and Others,
supra, at p. 995 B-D). A duty rests on each member of society to make his
knowledge available to courts of law even if this means a sacrifice
of his
privacy or would have other disagreeable consequences for him. (S v.
Maduna, supra, at p. 783 E-H and S v. Leepile and Others,
supra, at p. 995 D -G).
Finally Mr. Pretorius quoted a number of
authorities other than Wigmore which stressed the great importance of the
26
duty to give relevant evidence. See, for instance, S v. Leepile and
Others (supra) at p. 999 B; S v. Jolobe and Others (AD,
unreported, case no 75/83, delivered on 29 March 1984); S v. Moloto and
Others (unreported, TPD, case no A 1987/87, delivered on 24 March 1988);
R v. Parker 1965(4) SA 47 (RAD) at p. 51 D, quoting McGuiness v.
Attorney-General (Vict.) [1940] HCA 6; 63 CLR 73 at p. 102; R v. Parker 1966(2) SA
56 (RAD) at p. 58 F and 59 G and S v. Wessels (supra) at p. 740
E-G.
In the light of these authorities Mr. Pretorius submitted that the
public interest in the availability of evidence must be weighed
up against the
disadvantages which the witness was likely to suffer if he were to testify. In
striking a balance the public interest
should be accorded much more weight than
that of the individual.
The propositions advanced by Mr. Pretorius are amply
supported by authority and Mr. Gauntlett, who appeared for the respondent, did
not dispute them. The only point which was in dispute was whether the court a
quo had correctly applied these
27
principles. The most pertinent passage in its judgment reads as
follows:
"In the instant case the question is whether the physical or psychical condition of the appellant is such as to constitute an adequate or sufficient basis for the refusal to testify (Heyman's case supra 610H). It is of course necessary for the court to bear in mind the words in Weinberg's case supra at 666A namely, that the excuse tendered would have to be of sufficient cogency, taking all the circumstances into consideration, for the witness to be absolved from the duty not to withhold the truth from the court. It follows that if this was not so the underlying statutory intention of the aforesaid section 189 would simply be defeated. In Heyman's case supra at 601 E, it is said that the sentence is intended to be not merely an inducement to testify but also a punishment to which reference is made in sub-section (3) thereof. Moreover the court should not lose sight of the words in the passage from Wigmore on Evidence which is quoted with approval in Schermbrucker v Klindt NO 1965 4 SA 606 (A) 615H, namely:
'The vital process of justice must continue unceasingly. A single cessation typifies the prostration of society. A series would involve its dissolution.' While it can be accepted that the interests and administration of justice cannot be thwarted effect must nevertheless be given to the aforesaid section. The state in its heads has also referred to further passages in Volume 8 of Wigmore on Evidence which have been quoted in various decisions and which deal generally with the important duty to testify and any
28
limited exemption therefrom. It is, however, unnecessary to make mention thereof in this judgment."
In my view this passage sufficiently recognizes the
importance of the duty not to withhold evidence
from the court.
The court a quo refers to the passages from Wigmore on
which the
appellant relies in the present case and there was no need,
as
suggested by Mr. Pretorius, for the court to quote them all
rn
extenso. Mr. Pretorius further criticized the court for
not
describing the duty to testify as being of "paramount"
importance, an
expression used in some of the cases. "Paramount"
is definetl in the Shorter Oxford Dictionary as "above all others
in rank,
order or jurisdiction; supreme; ... Superior to all
others in influence,
power, etc; pre-eminent". In the present
context, it seems to me with
respect, it would be wrong to
describe the duty to testify as "paramount"
since this would
suggest that it would always and in all circumstances
prevail
over any excuse which an unwilling witness might offer.
That
would, of course, not be correct.
29
One should further bear in mind that the approach of the court a quo
does not appear only from the passage which I have quoted above. The fact that
it required the respondent to go so far as to prove
that it would be humanly
intolerable for him to have to testify was in itself a recognition that the duty
to testify weighed much
more heavily than the interests of the individual.
Taking the judgment as a whole I do not consider that the approach of the court
a quo can be faulted.
The final argument raised in the appellant's
heads of argument was that the court a quo erred in law by not correctly
applying the principles set out in R v. Dhlumayo and Another 1948(2) SA
677 (A) in deciding the appeal from the regional court. In particular it was
argued that the court a quo did not give full weight to the advantage
which the trial magistrate had in seeing and hearing the witnesses and in being
steeped
in the atmosphere of the trial. I emphasize that the appellant did not
contend that there was insufficient evidence on record to
justify the findings
of the court a quo. The contention was merely that
30
the court a quo did not properly evaluate the evidence in the
light
of the findings of the trial magistrate.
Since the argument is based on the alleged
non-compliance with the rules enunciated in R v. Dhlumayo
(supra), the first question to be determined is what status
these
rules have. Dhlumayo's case itself provides the answer.
Right
at the outset of his much guoted judgment in that case DAVIS
AJA
said the following (at p. 695):
"The question of the lines upon which an appellate court should proceed in an appeal purely upon fact from the judgment of the trial court is obviously even now of extreme importance, and may become of still greater importance in regard to criminal cases in the future. I purposely speak of the lines upon which it should proceed rather than of the rules by which it should regard itself as bound, for of one thing at least I am satisfied. It is particularly undesirable to tie the hands of appellate courts by rules which are not loose and flexible - see Rex v. Abel (1948 (1), S.A.L.R. 654) and cases therein cited. General lines of conduct may be laid down, but they must be such as will assist and not hamper an appellate court in dealing with the problems which may arise in any particular case in the manner most consistent with the attainment of justice. Any principles which may be laid down are in the main clearly only rules of common sense, and not rules of law. The question in every case is first how, as a
31
matter of common sense, the problems with which an appeal court is faced in the particular case before it are to be approached and secondly how, again as a matter of common sense, when they have been correctly approached, they are to be dealt with so as best to arrive at justice. The only legal principles involved are, so far as I know, the fundamental one that an appeal is a rehearing to which the appellant, who has been given leave to appeal or where no leave to appeal is necessary, is entitled as of right and that - in certain circumstances - the incidence of the onus may be all-important."
Later, he said, more specifically (at p. 695-6):
"The principle which has been adopted that an appellate court will not ordinarily interfere with a finding of fact by a trial judge - with which I shall deal in a moment - is certainly not a rule of law. It probably may be called a 'rule of practice', though I can find no authority which goes so far as to call it such ... It is no more than a common sense recognition of the essential advantages which the trial judge has had, as a consequence of which the right of the appellate court to come to its own conclusions on matters of fact, free and unrestricted on legal theory, is necessarily in practice limited."
From these passages it follows that a court of appeal
which does not properly apply the guidelines
set out in
Dhlumayo's case would not be committing an error of law.
It
would at most be guilty of dealing with the appeal on facts in
32
an unsatisfactory manner. This could be corrected on appeal if a further
appeal on the facts were available to the dissatisfied party.
In the present
case no appeal on the facts is available to the attorney-general, and he is
accordingly not entitled to question the
manner in which the court a quo
reached its decisions on the facts.
The court a quo made two findings
which may be relevant for the purpose of this part of the case, both set out in
paragraph (c) above. The first
was what the likely results would be to the
respondent if he were to give evidence. This was a matter directly dealt with in
the
evidence, and the court came to its finding after an analysis of the often
conflicting views of the expert witnesses. This was consequently
a primary fact,
and the finding of the court a quo in this regard was clearly
unassailable in an appeal under section 311 of the Criminal Procedure Act.
Accordingly we intimated to
Mr. Pretorius during argument that we were not
prepared to hear his submissions on this point.
33
the second relevant finding was that the likely results
if the respondent were to give evidence were such as to render
it humanly intolerable for him to have to do so. This
represented a value
judgment as to the seriousness for the
respondent of the consequence which the court found were likely
to follow
if he were to give evidence. In Morrison v.
Commissioner for Inland
Revenue 1950(2) SA 449 (A) at p. 455
SCHREINER JA, delivering the
judgment of the court, said the
following:
"A question that depends for its answer on matters of degree, on what weight is to be given to this and that variable factor ... seems to me to be ordinarily answerable only for the particular case and to be therefore a question of fact."
This passage applies with particular force to the
present issue. Having found what the likely
consequences would
be if the respondent were compelled to give evidence, the
court
had to assess how serious these consequences would be for the
respondent. This is essentially a matter of degree, on what
weight is to
be given to this and that variable factor.
34
Moreover, this finding is applicable only to the respondent. No other person
would be able to claim that, because his experiences
have been the same as that
of the respondent, or because his symptoms are the same, he would necessarily
also have a "just excuse"
not to give evidence. A court would have to assess de
novo whether such experiences or such symptoms have rendered it humanly
intolerable for the person concerned to have to do so. Of course,
previous
decisions on questions such as this could be useful by way of example, but they
could never be precedents.
In the result, I consider that the question
whether it was humanly intolerable for the respondent to have to testify was
also a guestion
of fact and unassailable in an appeal under section 311 of the
Criminal Procedure Act.
Por the reasons set out above the following order is
made.
a) The appeal is dismissed with costs.
b) Such costs are to include:
i) costs incurred in respect of the application for condonation of the late filing of the application for leave to appeal
35
ín the court a quo, as well as in respect of the application for leave to appeal in the court a quo;
ii) costs incurred in respect of the application for leave to appeal to this court. c) Costs of two counsel are to be allowed.
E M GROSSKOPF, JA
CORBETT, CJ JOUBERT, JA Concur NIENABER, JA HARMS, AJA